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Response by the Children’s Law Centre to The Special
Educational Needs and Disability (Northern Ireland) Order
2004 - Proposal for a draft Order in Council (MARCH 2004)
1.0 Introduction
1.1 The Children’s Law Centre was established in 1997.
It is an independent non-governmental organisation, which
helps children and young people, parents, carers and professionals
work with and understand the law relating to children. The
Centre is founded upon the principles laid down in the United
Nations Convention on the Rights of the Child, in particular:
• Children shall not be discriminated against and shall
have equal access to protection.
• All decisions taken which affect children’s
lives should be taken in the child’s best interest.
• Children have the right o have their voices heard
in all matters concerning them.
The Children’s Law Centres Mission Statement is:
‘The Children’s Law Centre, using the law to promote,
protect and realise children’s rights’.
1.2 The Children’s Law Centre are committed in working
to:
1) Compliment existing services provided by the voluntary,
community , statutory and legal sectors,
2) Work in partnership with children and other agencies committed
to realising children’s rights;
3) Provide a comprehensive and accessible advice service on
children’s rights and law as it relates to children
and young people;
4) Involve young people in helping direct the work of the
Centre through Youth@ clc;
5) Coordinate research and monitor the implementation of the
United Nations Convention on the Rights of the Child;
6) Provide education and training programmes to all stakeholders
to increase understanding of children’s rights legislation.
1.3 Our work involves day-to-day contact with children and
young people, their parents/carers and professionals employed
by the Education and Library Board’s regarding education
issues.
1.4 Kathryn Stevenson, Solicitor with the Children’s
Law Centre, has been an active member of the SENDO Consortium
set up by the Equality Commission for Northern Ireland in
September 2002 to consider the consultation document on the
Special Education and Disability Bill; and re-constituted
in 2004 to respond to the current draft Order in Council.
The Children’s Law Centre have therefore been consulted
upon and contributed to the Equality Commission’s initial
response to the consultation document in January 2003 and
the Equality Commission’s current response to draft
SENDO legislation, submitted by Mr Don Leeson, Disability
Policy Manager.
1.5 In early February 2003, the Children’s Law Centre
submitted a detailed response to the proposals contained within
the Special Educational Needs and Disability Bill Consultation
Document. The Children’s Law Centre maintains its position
on all the issues raised in our original consultation response,
many of which have not been addressed in the draft Order in
Council. The original consultation response is attached as
‘Appendix One’ to this response for general information
and reference.
1.6 In light of previous delays to the timetable for introduction
of new legislation in this area in Northern Ireland, largely
due to the suspension of devolved government in Northern Ireland
in October 2002, the Children’s Law Centre welcomes
the circulation of the draft Order in Council and the opportunity
facilitated by Department of Education for further public
consultation in relation to the proposed legislation.
1.7 Our response to the draft Order in Council will be particularly
focused in relation to the effectiveness of the draft legislation
in ensuring that children and young people with special educational
needs and/or disability have equality of access to suitable
educational provision and are not treated less favourably
than any child without a disability; that they are afforded
a right of appeal to the relevant appeal processes; and that
children and young people’s rights in education contained
within Article 2, Protocol 1 of the European Convention and
the United Nations Conventions on the Rights of the Child
are always ensured. We shall also propose some additional
amendments to the draft Order in Council for consideration
by the Department of Education, with the aim of enhancing
and protecting the rights of children and young people with
special educational needs under the assessment and statementing
process.
1.8 Concluding Observations of the United Nations Committee
on the Rights of the Child
1.9 On 4th October 2002, The United Nations Committee on the
Rights of the Child published a detailed report of its concluding
observations, following consideration of the Governments report
to the Committee regarding its compliance with the rights
contained within the Convention in the United Kingdom of Great
Britain and Northern Ireland.
1.10 In its introductory comments contained within paragraph
45 of the report, the Committee raises some concerns regarding
education in the United Kingdom, which it perceives to be
impacting upon children with disabilities. These include high
rates of temporary and permanent exclusions from school and
‘sharp differences in outcomes’ for children.
The Committee also raised concern that children who are detained
within the youth justice system do not enjoy adequate support
for their special educational needs.
1.11 Contained within paragraph 46 of this report, are the
Committee’s concluding observations to the State in
relation to education. Although the Committee do not make
specific reference to children with special educational needs
and/or disability, two of the recommendations are relevant
to equality of access to education for all children, as follows:
a) ensure that legislation throughout the State party reflects
Article 12 and respects children’s rights to express
their views and have them given due weight in all matters
concerning their education, including school discipline;
b) undertake all necessary measures to remove all inequalities
in educational achievement and in exclusion rates between
children from different groups and to guarantee all children
an appropriate quality education.
1.12 Furthermore, Article 23 of the United Nations Convention
on the Rights of the Child places a duty on the United Kingdom
Government to ensure that all children with a disability ‘should
enjoy a full and decent life, in conditions which ensure dignity,
promote self-reliance, and facilitate the child’s active
participation in the community’. The text of this article
stipulates that it is designed ‘to ensure that the disabled
child has effective access to and receives education, training,
health care services, rehabilitation services, preparation
for employment and recreational opportunities in a manner
conducive to the child’s achieving the fullest possible
social integration and individual development..’.
The Department of Education and the Department of Employment
and Learning should ensure that the new legislation proposed
is fully compliant with the principles contained within Article
23 of the UNCRC. We would recommend that the UNCRC be specifically
referenced in SENDO.
1.13 The voice of the child
1.14 Article 12 of the UNCRC requires the United Kingdom Government
to assure to the child who is capable of forming his or her
own views the right to express those views freely, to have
those views taken into account and be given due weight in
accordance with the age and ability of the child in all matters
concerning them. Article 12 also states that the child shall
be afforded the opportunity to be heard in any judicial and
administrative proceedings affecting him, either directly,
or through a representative or an appropriate body. This Article
should therefore have a strong bearing on the child’s
right to participation in procedures for special educational
needs assessment, decision making regarding children’s
special educational needs and provision and any appeals in
relation to individual educational provision made.
1.15 Also, with the establishment of the OFMDFM’s Children’s
and Young People’s Strategy, we can expect a multi-departmental
commitment by Government to ensure that the human rights standards
contained within the United Nations Convention for the Rights
of the Child are observed in public policy affecting children
and young people in Northern Ireland.
1.16 The Children’s Law Centre recommends that the Department
of Education and the Department of Employment and Learning
ensure that the new SENDO legislation and supporting guidance
contained within the accompanying Codes of Practice are reflective
of the Government’s commitment, as a signatory to the
UNCRC, to assure children’s participation in decisions
affecting their education.
2.0 Consultation duties under S.75 the Northern Ireland Act
1998
2.1 The previous consultation document, which was issued in
September 2002, contained an Equality Impact Assessment pre-consultation
questionnaire. In the Explanatory Memorandum to the draft
Order in Council, it is stated at paragraph 17, that eighty
responses were received by the Department of Education in
respect of the consultation document and that none of them
indicated that there was likely to be any adverse impact on
equality of opportunity for any of the groups under S.75 of
the Northern Ireland Act 1998. It is apparent from this statement
that it is not the intention of the relevant government departments
to conduct an Equality Impact Assessment in respect of the
draft Order in Council.
2.2 In order to comply with the requirements of S.75 of the
Northern Ireland Act 1998, the Children’s Law Centre
recommends that the draft Order in Council should be produced
in a child-friendly (plain English) format to allow for consultation
with children and young people, who are one of the S.75 groups
most likely to be affected by the proposals contained within
the draft Order in Council. We would further recommend direct
consultation with people who have a disability in Northern
Ireland. Leaflets should be made available in different formats
to include languages other than English, audio format and
Braille. We would further suggest that the consultation period
be extended for a reasonable period of time to allow for direct
consultation with children and young people and also people
with a disability to take place.
2.3 Furthermore, it would appear from examination of the draft
Order in Council issued for consultation, that the relevant
Departments have not taken proper consideration of the responses
received from public consultees in January 2003, when producing
the draft legislation proposed. Accordingly, the Children’s
Law Centre would support the Equality Commission in their
recommendation that an Equality Impact Assessment should also
be carried out in respect of the draft provisions of SENDO,
taking account of the suggestions made by consultees in response
to the 2002 consultation document and identifying any shortcomings
in the legislation proposed.
2.4 Plans for Implementation of SENDO
2.5 The Special Educational Needs and Disability Act was enacted
in Great Britain in May 2001, with phased implementation over
the period from 2002 – 2005. It is planned that SENDO
will be enacted in Northern Ireland from September 2005. Given
that Northern Ireland will already be a full three years behind
Great Britain in the enactment of legislation, we would strongly
support the Equality Commission in their recommendation that
this legislation be implemented with full effect from September
1995 and should not be phased-in.
2.6 Training - In preparation for implementation of the new
legislation, it is imperative that information materials are
published, that training needs are identified and training
programmes are initiated in advance by the Department of Education
and Department of Employment and Learning to ensure that all
key stakeholders are aware of the content of the new legislation
and the new statutory duties to be placed on schools, colleges
and other education providers. Disability awareness training,
disability discrimination and new SEN procedures should be
prioritised for inclusion in Board CASS programmes for continuing
professional development for teachers and should also be incorporated
into the curriculum for initial teacher training.
2.7 Resources – If the government aims by this legislation
to strengthen and promote the rights of pupils with disability
and special educational needs and their inclusion in mainstream
education, then there must also be the financial commitment
to invest significant capital in building improvements to
increase accessibility and to resource the provision of necessary
equipment, specialist learning support staff and professionals
to successfully integrate and maintain these pupils in mainstream
education.
3.0 Children’s Law Centre response to provisions
contained within the Draft Special Educational Needs and Disability
Order
3.1 Please note that the Children’s Law Centre does
not require this response to be treated as confidential. Accordingly,
we provide our consent for the response to be published in
full on the Departmental website.
3.2 PART 2 – SPECIAL EDUCATIONAL NEEDS (Articles 3 -12)
– Part 2 of the proposed legislation refers to special
educational needs and proposes some amendments to existing
legislation contained within the Education (NI) Order 1996.
3.3 Article 3 – Duty to educate children with special
educational needs in ordinary schools - supported
• The Children’s Law Centre strongly supports
the proposed amendment in the removal of the previous requirement
under Article 7(2)(b)(iii) of the 1996 Order that a mainstream
placement had to be compatible with the ‘efficient use
of resources’.
• We note from the proposal that the wishes of the parent
are required to be taken account but that there is no similar
statutory requirement to take into account the views of the
child. To ensure compatibility of new legislation with Article
12 UNCRC, we would recommend that proposed legislation be
amended to ensure that the requirement to ascertain the child’s
views and to give them due weight when deciding upon the suitability
of a mainstream school placement is also placed on a statutory
footing.
• We refer to the proposal to retain within the Board’s
criteria for mainstream education under Article 7 ‘the
efficient education of other children’. We then refer
you to CLC’s response to Question 6 in the previous
consultation document at paragraph 3.12 (pages 13-15), which
may be summarised as follows:
• CLC would argue from a human rights perspective
that all of the criteria within Article 7 should be repealed.
• All parents of a child with special educational needs
should have the right to have their child educated in mainstream
school, if that is their preference and the preference of
the child.
• The onus is on the Board to resource suitable provision
so that the child with SEN and the other children with whom
the child is educated receive an effective education.
• Article 23 (UNCRC) promotes social integration inclusion
and active participation of children with disability in education.
• With reference to the Board of Governors’ duty
to a child with SEN in an ordinary school, we further recommended
that Article 8(2) of the Education (NI) Order be amended to
remove ‘the efficient use of resources’ criterion
included in Article 8(2)(c).
• Given that there is an ongoing Department of Education
consultation on suspensions and expulsions from school currently
underway, it is very important that clear statutory regulations
and guidance are issued for ELB’s, principals and Boards
of Governors in respect of the procedures for dealing with
children with statements of special educational needs and
also those at stages 1-4 the Code of Practice who are causing
disruption to other pupils. It is imperative that adequate
safeguards are put in place to ensure that such children are
not suspended or expelled from school in circumstances where
alternative educational support may be provided by the school
or by the local ELB to maintain the child in a mainstream
school, thereby ensuring the efficient education of other
children. It is our view that all educational alternatives
should be exhausted before a child with special educational
needs is considered for transfer from a mainstream school.
Furthermore, children with SEN should never be ‘expelled’
from school.
3.4 Articles 4 & 5 – Advice, information and conciliation
services – strongly supported
• With respect to these proposals, CLC reiterates its
replies to Question 1 of the previous consultation document.
(See pages 6-8, paragraphs 3.3 & 3.4).
• Information - In relation to the
publication of information materials, CLC has recommended
that the Department of Education (or its agents) should publish
child-friendly information materials, as well as parental
information materials, in a variety of formats, to ensure
compliance with Article 17(UNCRC)(the right to access to appropriate
information and materials).
• Dispute resolution – CLC strongly supports
the proposal to fund an independent body to provide a conciliation
service to parents on issues regarding their child’s
SEN. We have some additional recommendations in respect of
the service proposed, as follows:
• In accordance with Article 12 (UNCRC), the service
should be accessible to children with SEN as well as their
parents. The child’s voice should be heard and his or
her views taken into account in all cases where they wish
to participate in the conciliation process.
• The service should deal with disputes regarding SEN
provision to children on stages 1-4 of the Code of Practice
as well as children with statements.
• The service should run concurrently with and not compromise
or delay a parent’s right of appeal to the SENT.
• The service requires sufficient resources to ensure
that all children’s and parent’s needs are met.
• The parent or child may choose not to engage with
the conciliation service.
• Moreover, we would agree with the Equality Commission’s
recommendation that this service should be provided free by
a ‘not for profit’ organisation to minimise the
risk of parents or children being pressurised into settlements
and to ensure equality of access to the service for those
who may be financially challenged.
3.5 Article 6 – Compliance with orders of the SENT –
supported
• While CLC welcomes the introduction of a statutory
requirement to comply with an order of the SENT within a prescribed
period, we feel that the legislation should go further in
imposing a strict time limit for compliance with its directions.
• Furthermore, in paragraph 4.13 of CLC’s previous
response to the consultation document we recommended that
the tribunal’s remit be extended by statute to include
powers of enforcement and appropriate sanctions for non-compliance
with SENT directions. Currently, parents may seek legal redress
by way of judicial review proceedings which are costly to
the Board in defending and to the public purse, where legal
aid is sought. If the SENT had powers to enforce its own orders
this may save the need for expensive court proceedings by
parents to ensure that schools and Boards meet the directions
of the SENT.
3.6 Article 7 – Appeal against content of statement
– supported
• From our reading of the new legislative proposals,
it would appear that the grounds of appeal are set out more
clearly and now include a specific right of appeal against
the school named in Part 4 of the statement. (Previously,
this was not specified in Article 18(1) of the 1996 Order
although it was exercised as a parental right of appeal in
the practice of the SENT).
• We further recommend that the draft legislation should
be amended to allow children as rights bearers a separate
right of appeal to the SENT. Neither the Education (NI) Order
1996 nor the draft SENDO make any reference to the participation
of the child with SEN in tribunal hearings. CLC set out recommendations
for participation of children in SENT proceedings in our response
to the consultation document. (See pages 22-24, paragraph
4.8)
• We also recommend that a statutory time limit be introduced
between the date of request for an appeal and the date of
hearing.
3.7 Article 8 – Unopposed appeals – supported
• CLC generally supports the proposal that Boards may
concede certain types of appeal, notify the tribunal and that
the appeal will then be determined in favour of the appellant.
In such circumstances, the Board shall be required to meet
the request within a prescribed period to be set out in regulations.
We note that this procedure will only apply in circumstances
where there is an appeal against the Board’s decision
not to make a statement; not to reassess; or not to change
the name of the school in Part 4 of the statement in accordance
with the parent’s request. Appeals against the content
of the statement and those against a decision to cease to
maintain a statement cannot be discharged under the same procedures
as they may require careful consideration of the child’s
needs and SEN provision by the tribunal at hearing.
• We would recommend that time limits for compliance
by the Board and/or school upon determination of an appeal
should be contained within the new legislation. We would also
recommend that there be some legal redress for the appellant
in circumstances where the time limits are not complied with
by the Board and/or school. The remit of the tribunal would
have to be extended to allow powers of enforcement in such
cases.
3.8 Article 9 – Duty to inform parents where
special educational provision is made – strongly supported
• The Children’s Law Centre strongly supports
the introduction of a new statutory duty upon the Board of
Governors of the school to inform parents of any special educational
needs provision being made for their child. CLC views good
communication between schools and parents regarding the identification
and assessment of special educational needs as paramount to
ensure parents satisfaction that procedures are properly being
followed, to avoid unnecessary parental anxiety and to help
demystify the assessment process. It is important that a partnership
approach between parents and school is nurtured from the earliest
stage of intervention so that the best provision may be made
available to the child.
• We would further recommend that best practice guidance
be issued to schools advising staff on how best to inform
parents of their child’s special educational needs and
to provide appropriate support structures within the school
to enable parents to liaise with staff about their child’s
education. In addition, guidance may be helpful to assist
school staff and parents in explaining the need for special
educational provision to a child.
3.9 Article 10 – Schools will have the right to ask
the Board to carry out a statutory assessment – strongly
supported
• The Children’s Law Centre welcomes the extension
of this statutory right to include Boards of Governors of
grant aided schools and proprietors of independent schools
as well as parents of children with special educational needs.
• With reference to CLC’s response to Question
4 of the previous consultation document, (See paragraph 3.7,
pages 9 & 10), we raised concerns that parents are not
currently afforded a statutory right of appeal to the SENT,
in circumstances where the school, rather that the parents,
requested a statutory assessment from the Board. We therefore
welcome the proposed legislative amendment at Section 20A(8)(b),
which confirms that parents will have a statutory right of
appeal to the SENT in such circumstances. We would further
recommend that this new statutory right be extended to afford
the child as well as his or her parents a separate right of
appeal to the SENT.
• CLC would have further recommendations in respect
of the incorporation of statutory time limits within new legislation
as follows:
1) Notice to the parents, before deciding whether
the Board shall comply with the request for a statutory assessment
– CLC welcomes the introduction of a new statutory duty
under Section 20A(3) to notify parents of the request for
a statutory assessment by a school and the parents right to
make representations to the Board. CLC would further recommend
that a time limit of 14 days be introduced for the Board to
give written notification to parents. This time limit should
run from the date of receipt of the request for a statutory
assessment by the Board.
2) Where the Board decides not to conduct a statutory assessment
of a child – In Northern Ireland, there is
no legislative time limit determining how soon this notice
should be served, in circumstances where the Board decides
not to assess a child. Section 20A(8)(a) refers to the Boards
duty to give such notice to parents and the school, but does
not introduce any time limit to the process. The Code of Practice
recommends that the Board should notify the parents of a negative
pronouncement, within six weeks. In England
and Wales, the Local Education Authority (LEA) is legally
obliged to inform the parents of their decision within six
weeks of the date of request for assessment. Also, where the
Board decides not to proceed with a statutory assessment,
it must notify the parents in writing of their right of appeal
against the decision to the SENT. Accordingly, CLC recommends
that legislation be amended to require the Board to notify
parents within six weeks of a negative pronouncement to any
request for a statutory assessment, whether the original request
is by the parents or by the school.
3) Where the Board has conducted a statutory assessment but
decides not to issue a statement- There is no time
limit placed on the Board to notify parents of a decision
not to issue a statement. The Code of Practice recommends
that parents should be informed immediately, in circumstances
where the Board is able to decide that a statement is not
necessary. In England and Wales, regulations require the LEA
to decide within two weeks of completion of assessment whether
a statement is necessary . Accordingly, CLC recommends that
a similar time limit be introduced in the new SENDO legislation,
both in circumstances where the original request for assessment
is made by the parents or by the school.
4) Where the Board intends to issue a statement for the child,
time limit for issue of a draft statement - a statutory
time limit of 18 weeks currently applies for service of a
draft statement on parents, following their request for a
statutory assessment of their child. CLC recommends that the
same time limit of 18 weeks should apply for service of a
draft statement to parents and school, following the schools
request for a statutory assessment. CLC recommends that Section
20A should be amended to include this time limit.
5) Time limit for issue of a final statement –
CLC recommends that a statutory time limit of 8 weeks should
be introduced under the new legislation for finalisation of
a statement. The time limit should run from the date of issue
of the draft statement. The Code of Practice currently recommends
that the process be finalised within this timescale, however,
we feel that it needs to be placed on a statutory footing
to ensure full compliance by the Board.
3.10 Article 11 – Duty to specify named school in statement
– strongly supported
• CLC strongly supports this proposal. CLC would recommend
as a cautionary measure that if, for example, a parents arrangements
for a private school placement fall through, the Board should
assist parents in finding a suitable placement for the child
without delay and ensure that suitable arrangements are made
for the child’s continuing education until a suitable
school placement is available. Also, if parents decide to
make educational provision for their child at home, the Board
have a role in assessing the education provided to ensure
that the child is receiving “efficient full time education
suitable to his age, ability and aptitude and to any special
needs he may have” . Also, once parents have satisfied
the Board that the education to be provided is ‘suitable’,
the Board should monitor the situation every 12 months to
ensure that the education is continuing to meet the child’s
needs.
3.11 Article 12 – Substitution of new Schedule 1 for
Schedule 2 of the Education Order – ‘Making and
Maintenance of Statements under Article 16’ - supported
CLC generally supports the introduction of the redrafted Schedule,
which is somewhat clearer in respect of procedures to be followed.
We also recommend the following amendments to the proposed
new schedule:
• Parental preference as to school –
With reference to Article 5(3) of the new schedule, we note
that there are some conditions attached to the Board’s
naming of a grant-aided school in the statement. The schedule
states that the Board will specify the school of preference
unless-
(a) the school is unsuitable to the child’s age, ability
or aptitude or to his special educational needs, or
(b) the attendance of the child at the school would be incompatible
with the provision of efficient education for the children
with whom he would be educated or the efficient use of resources.
Given the proposed legislative amendments to Article 7 of
the 1996 Order under Article 3 of the draft SENDO (in relation
to the Board’s duty to educate children with special
educational needs in ordinary schools) we would recommend
that the criteria within this section should also be amended.
We would recommend the removal of subsection (b).
• Service of a statement or amended statement and notice
of right of appeal - With reference to Article 9
of the new schedule, we note that the requirement upon the
Board to serve the parents with ‘the name of the person
to whom he may apply for information and advice about the
child’s special educational needs’, which was
contained within in Article 6(b) of the old Schedule 2 (1996
Order), has been removed.
• Article 9(3) of the new schedule states that the written
notice to parents ‘must contain such other information
as may be prescribed’. We would request clarification
of the other information to be given and would recommend that
a contact within the Board still be provided to parents to
allow them easier access to the appeal process.
• Change of named school – We refer to
Article 11(2) of the new schedule and have the same concerns
as above in relation to parental preference as to school.
Given the proposed legislative amendments to Article 7 of
the 1996 Order under Article 3 of the draft SENDO (in relation
to the Board’s duty to educate children with special
educational needs in ordinary schools) we would recommend
that the criteria within this section should also be amended.
We would recommend the removal of subsection (b).
• We would have two further comments to make in respect
of Article 11of the new schedule, having considered the previous
procedures under Article 8 of the old Schedule 2 (1996 Order)
as follows:
1) the Board’s duty to consult with the Board of Governors
of the proposed school, or if the school is within another
Board area, that Board, has been removed. We recommend that
the Board should still be required to consult before making
any decision in this matter and the wording contained within
Article 8(2)(3) be included in the new schedule.
2) In circumstances where the Board decides not to comply
with the request for a change of named school, the new schedule
removes the requirement upon the Board to give reasons in
writing to parents for its decision. We would recommend that
the wording of Article 11(3)(a) be amended requiring the Board
to give notice of the decision and the reasons for the decision.
This will assist parents in deciding whether to exercise their
right of appeal to the Tribunal.
• Procedure for ceasing to maintain a statement
– CLC strongly supports the new statutory requirement
contained within Article 12(6) of the proposed schedule that
the Board must maintain a child’s statement until the
outcome of an appeal to the Tribunal is known.
• With reference to the Children’s Law Centre’s
response to the previous consultation document (see paragraph
3.10, page 11-12), we then endorsed IPSEA’s recommendation
that this proposal be extended to maintain existing provision
pending an appeal in the following additional circumstances:
a) where the Board proposes to amend a statement and change
the description in Part 2 of the child’s special educational
needs;
b) where the Board proposes to amend a statement and change
the description in Part 3 of the special educational provision
the child is to receive;
c) where the Board proposes to amend a statement and change
the school named in Part 4 of the statement; and
d) where the Board proposes to amend a statement and no school
is named in Part 4 of the statement.
The Children’s Law Centre maintains its position as
stated.
• We also made a recommendation that where children
were due to transfer from nursery school to primary school
or from primary to secondary education, that there was a need
for Boards to finalise statements as early as possible in
the year preceding transfer. We recommended that a time limit
be imposed upon the Board for finalisation of statements by
the end of February, so that parents were afforded the opportunity
to appeal to the tribunal prior to commencement of the new
school year. Such a time limit should be included in the new
SENDO legislation.
3.12 Issues regarding special educational provision that have
been omitted from the consultation document and the draft
SENDO legislation
• In the Children’s Law Centre’s response
to the consultation document we set out a number of key issues
and concerns that had not been addressed in the consultation
document. (See pages 17-29, paragraphs 4.0-4.13 of our original
response). We do not propose to reiterate the full content
of our previous response in this document, but we should highlight
that many of these issues remain outstanding and have not
been addressed in the draft SENDO legislation. We would request
that the Department of Education reconsider the concerns raised
and, where possible, address them in the new SENDO legislation
and supporting guidance.
• Key areas for review raised in CLC’s response
to the consultation document may be listed as follows:
1) Amendment of Article 8 of the 1996 Order to clarify the
Board of Governors’ obligation to secure suitable provision
for children with special educational needs in schools.
2) Removal of ‘the efficient use of resources’
qualification currently applied to school-based provision
for children without statements (Article 8(2) 1996 Order).
3) Funding and allocation of budgets in mainstream schools
for non-statemented children.
4) Amendment of Article 9(5) of the 1996 Order to specify
information required from Boards of Governors on funding allocated
to special educational provision for individual children at
a school on an annual basis.
5) Introduction of a statutory obligation on the Board to
monitor school-based provision effectively.
6) Formal mechanisms of parental/pupil redress when school
based provision is unsatisfactory. For example, new duties
could be introduced requiring the Board to adjudicate upon
the suitability of school-based provision and to direct schools
to make suitable provision from the school budget.
7) Criteria for ‘exceptional provision’ to meet
the needs of children with special educational needs under
Article 86 of the Education (NI) Order 1998.
8) Review of time limits applicable to the special educational
needs assessment and statementing process.
9) The child’s right of appeal and participation in
tribunal proceedings.
10) Availability of independent experts for parents.
11) Availability of relevant financial information from the
school/Board in circumstances where educational provision
is turned down for children who are not statemented, due to
a lack of resources.
12) The need to quantify provision to be made for an individual
child in statements.
13) Development of joint DHSSPS and Department of Education
strategies to counter the lack of speech and language therapy
provision/providers to meet demand in Northern Ireland. CLC
would recommend clear definition of the statutory obligations
of the Education and Library Board and the HSSB/Trust to make
provision for children with special educational needs.
4.0 CHAPTER 1 OF PART 3 – DISABILITY DISCRIMINATION
IN SCHOOLS (Articles 13-26)
4.1 Article 14 – Discrimination against pupils and prospective
pupils – strongly supported
• The Children’s Law Centre strongly supports
this Article as it aims to prohibit all schools from discriminating
against pupils and future pupils with a disability in respect
of their admission applications and arrangements, educational
provision and suspensions and expulsions from school.
4.2 Article 15 – Meaning of Discrimination
– A school must not treat pupils who have a disability
less favourably, without justification, for a reason related
to their disability – defences opposed
• The definition of disability is taken directly from
Section 5 of the Disability Discrimination Act 1995. Although
not all disabled children will have special educational needs
or learning difficulties, many children with special educational
needs will satisfy the statutory definition of disability
and shall therefore benefit from the additional protection
under this legislation. While the Children’s Law Centre
generally supports this proposal, we have some key concerns
in relation to the defences, which may be relied upon to justify
a school’s actions under the draft legislation.
• What type of discrimination is justifiable
in schools? - The legislation provides schools with
two broad defences in relation to their duty not to discriminate:
(1) A school may still discriminate against a pupil
or prospective pupil if it is considered justified;
(2) If at the time the school or responsible body did not
know, and could not reasonably be expected to know, that the
child was disabled, then the school does not discriminate
against the child.
• Article 15(6) of the draft legislation provides that
less favourable treatment may be justified in circumstances
where secondary or grammar school admissions criteria have
been applied in accordance with Article 16 (1) of the Education
(NI) Order 1997, or where independent schools wish to select
by reference to general or specific ability or aptitude. The
Children’s Law Centre agrees with the Equality Commission
in it’s submission that this new legislation should
have an impact on schools admissions criteria for transfer
into secondary schools. Children with disabilities should
be afforded protected from potentially discriminatory admissions
criteria, for example, school attendance records, attendance
at a particular feeder primary school or achievements in extra-curricular
activities that may have not been easily accessible for a
child with a disability. Accordingly, CLC recommends that
such exemptions be removed from the draft legislation.
• Article 15(7) provides a general defence of justification
for less favourable treatment or failure to make reasonable
adjustments (as required under Article 16 of SENDO) if the
reason for it is ‘both material to the circumstances
of the case and substantial’.
• In England, since the introduction of SENDA, the scope
of the justification defence for schools has been interpreted
in the same way in respect of claims of less favourable treatment
and failure to make reasonable adjustments. Therefore, a decision
whether the actions of the responsible body were justified
will often turn upon evidence of whether reasonable steps
were taken by the school to prevent disadvantage to the pupil.
How the tribunal or the courts in Northern Ireland will interpret
this defence is very difficult to anticipate given the generality
of the wording. We would recommend that there should be clear
guidance in relation to the scope of the justification defence
in the Code of Practice for schools to accompany this legislation.
• The Explanatory Memorandum to the draft Order indicates
that for parents to bring proceedings against a school for
less favourable treatment on the grounds of disability or
failure to make reasonable adjustments, they must show not
only that the general duty is breached but also that the breach
has caused detriment to their child. The duty owed to employees
under Section 6 of the Disability Discrimination Act 1995
may be distinguished on the basis that there is no requirement
to show detriment to the individual. The complainant is only
required to establish that a breach of duty has occurred.
There is no reason given in the Explanatory Memorandum as
to why the law should apply differently to schools. The Children’s
Law Centre requests clarification of the reasons for this
distinction in the draft legislation.
• The relationship between disclosure and protection
from disability discrimination – Article 15(3)
provides that a responsible body does not discriminate against
a person where it can show that it did not know and could
not reasonably have been expected to know that the person
was disabled. This article poses a difficult question in relation
to the duty to disclose a pupil’s disability to protect
from discrimination and the conflicting duty to respect a
pupil’s right to privacy regarding their disability.
(Article 8 ECHR).
• The anticipatory nature of the requirement to make
reasonable adjustments means that schools must ensure that
provision of education and associated services is non-discriminatory
to prospective pupils as well as existing pupils. Schools
will be, as such, required to make reasonable adjustments
without knowledge of an individual pupil’s disability.
The Children’s Law Centre supports the Equality Commission
in their recommendation that that the onus should be on the
school to anticipate the needs of disabled pupils and to create
an environment where people feel secure in disclosing their
disability.
• There may be circumstances where a child and/or parents
are not aware of the disability; have not yet received a clear
diagnosis; do not accept the disability; or the child may
not require special educational provision or reasonable adjustments
but does expect to be afforded protection from discrimination.
In any of these circumstances, the failure to disclose a disability
may affect the child’s statutory rights under the proposed
legislation.
• The Children’s Law Centre accepts that it may
be reasonable, in circumstances where the child has no obvious
disability that some disclosure is necessary for a pupil to
benefit from the protection afforded under SENDO. However,
a school should only be able to rely on this defence, if the
school could not reasonably have been expected to know that
the child had a disability. This would place the onus back
on the responsible body to ensure that staff are properly
trained in special educational needs and disability awareness
and that procedures are in place to identify and assess a
pupil’s individual needs. The school should be expected
to act as any reasonable professional body in such circumstances.
This would fall into line with the approach of the English
Courts in educational negligence actions regarding the legal
duty of care owed by schools to children with special educational
needs, such as the House of Lords judgement in Phelps . We
recommend that the draft legislation should be amended to
this effect.
• The Code of Practice for schools should provide practical
guidance to school staff on how they shall be expected to
discharge their duties. The Children’s Law Centre recommends
that the legislation be amended to place a statutory duty
on the responsible body to have regard to the Code of Practice.
4.3 Article 16 – Schools duty to make reasonable
adjustments – exceptions opposed
• CLC supports this proposal on the basis that it places
a new duty on schools to take reasonable steps to ensure that
pupil’s with a disability are not placed at a substantial
disadvantage to other pupils without a disability. However,
we would have the same concerns as voiced above in respect
of the duty on pupils and parents to disclose the pupil’s
disability to the school. Furthermore, we strongly oppose
the exceptions built in to draft legislation.
• CLC particularly welcomes the provision in Article
16(7) for a ‘confidentiality request’. This means
that where a pupil or parent chooses to disclose a disability
but asks the school to treat the disclosure with confidentiality,
the nature of the reasonable adjustments may be subject to
modification and agreement, in order to respect a child’s
confidentiality.
• The extent of the duty under Article 16 is limited
by two main exceptions:
(1) Schools are not required to provide auxiliary
aids or services (on the basis that these are already provided
under special educational needs legislation (Education (NI)
Order 1996)); and
(2) Schools are not required to remove or alter the physical
features of premises.
CLC strongly opposes the exception of a duty to provide auxiliary
services for the following reasons:
a) There are currently many gaps within procedures and legislation
governing special educational provision in Northern Ireland.
Many children are denied access to provision or experience
extreme delays in assessment and finalisation of statements
and the educational provision contained therein.
b) Different Education and Library Boards have separate internal
policies in relation to special educational provision.
c) CLC views the introduction of new SENDO legislation as
a valuable opportunity to tighten up procedures and eradicate
unreasonable delay in provision for children with special
educational needs and disability within the education system.
d) Some auxiliary aids and services could be provided without
the need to go through the assessment and statementing process.
CLC recommends that the Department of Education consider this
option before finalising the legislation.
e) Children in private schools will be afforded greater protection
under the Disability Discrimination Act 1995 than pupils in
grant aided schools.
f) If provision of auxiliary aids and services were to be
included under disability discrimination legislation, the
role of the Equality Commission should be extended to advise
and represent children and their parent’s interests
to the tribunal.
• It is understood that the reason for the second exception
is due to the Government’s plan for a staged process,
where schools are first required to prepare accessibility
strategies and plans to increase access to the curriculum
and to school premises, and that a timescale for implementation
of such plans is yet to be defined. The difficulty is that
the draft legislation will only provide limited relief for
children who cannot access the school of their choice or the
curriculum of their choice due to their disability.
4.4 Articles 17 & 18– Accessibility strategies of
Boards and schools – supported
• The Children’s Law Centre welcomes the new statutory
requirements upon Boards and schools to prepare strategies
and plan for increased curriculum access; physical accessibility
of school premises; and publication of information materials
for pupils with disability. We have concerns, however, due
to the omission of clear timescales, regulatory procedures
and funding arrangements under the proposed legislation.
• Given that we are three years behind Great Britain
in enactment of this legislation and proposals have already
been made to bring in all of the new statutory duties at once,
rather than initiate a three-year phasing in process, CLC
would recommend that a timescale for consultation, finalisation
and publication of plans and completion of physical adjustments
to school premises should be clearly set out in SENDO legislation
and the Code of Practice accompanying the legislation. Also,
the Department of Education and schools should be required
under SENDO legislation to have due regard to any procedures
set out in the Code.
• Our key concerns may be summarised as follows:
1) There are no time limits indicated in the draft legislation;
2) There is no clear process for public consultation (including
consultation with children and young people) in respect of
the drawing up of strategies and plans for accessibility by
Boards and schools;
3) There should be a clear duty upon all Boards and schools
to publish their strategies and plans to parents of registered
pupils and parents of prospective pupils at the school;
4) There are no building standards indicated in respect of
the physical accessibility works to be completed;
5) There is no indication that there will be a process of
regulation by building experts, architects or surveyors of
all plans submitted by Boards and schools – The normal
ETI inspection procedures for schools will not satisfactory
in this regard;
6) There is no indication of the content of Departmental guidance
for the Boards in the Explanatory Memorandum for draft legislation;
7) There should be a clear process for approval and quality
assurance of plans;
8) Plans should include access to extra-curricular activities
after normal school hours;
9) The Department of Education should be responsible for setting
up a formal complaints process in relation to the plans published
by Boards and schools and also where time scales for finalisation
of planning or accessibility arrangements are not met;
10) Funding arrangements for improvements in all grant-aided
schools should be detailed in clear Departmental guidance.
The Explanatory Memorandum states that schools will be required
to allocate adequate resources to implement their plans. The
Department of Education should be required to monitor and
approve funding decisions made by schools to ensure that plans
can be met;
11) Arrangements for review of plans also require clarification;
12) Additional staffing resources will be needed in schools
to manage accessibility to the full curriculum for disabled
pupils. This should be factored in to funding arrangements;
13) Clear guidance will be needed from the Department of Education
in relation to the development of information materials for
disabled pupils. Materials should be produced in a child-friendly
format and in audio and Braille formats. If schools are required
to develop their own information materials then adequate resources
will need to be made available to schools;
14) Staff training should also be factored in to funding arrangements
and training should be sufficient to address need.
4.5 Article 19 – Duty of Boards not to discriminate
– strongly supported
• The Children’s Law Centre strongly supports
this proposal.
4.6 Articles 21 & 22 – Extension of the
remit and powers of the Special Educational Needs Tribunal
- supported
• The Children’s Law Centre supports the proposals
to extend the tribunal’s remit to cover complaints in
relation to the school’s new duties not to discriminate
against disabled pupils or prospective pupils at a school.
The Tribunal could potentially hear a complaint in respect
of special educational needs provision and disability discrimination
at the same time. CLC agrees that the reconstituted SENDIST
will be the appropriate forum to hear disability discrimination
and special educational needs appeals.
• CLC does, however, have a number of principle concerns
in relation to the remit and powers of the proposed SENDIST
as follows:
1) Article 22(4)(b) of the proposed SENDO states that the
Tribunal shall have no power to award financial compensation
against schools in circumstances were it is established that
a school has breached disability discrimination law. Remedies
would therefore be restricted to issuing directions upon responsible
bodies for schools to ensure an educational remedy for the
child. Conversely, it is proposed that disabled students in
further and higher education colleges will only have recourse
to the County Court, where the only remedy available will
be financial compensation, including damages for injury to
feeling. The Courts will have limited expertise in disability
issues and cannot impose orders on further and higher education
colleges, regarding a student’s suitable educational
arrangements. CLC recommends that the reconstituted SENDIST
would be the appropriate specialist forum to hear appeals
against schools and further and higher education colleges.
The Tribunal’s powers could quite easily be extended
to enable it to make compensatory awards by way of deterrent
to a school or college against breaching the new statutory
duties, as well as to provide directions on suitable educational
provision. The Department of Employment and Learning would
naturally have a responsibility in relation to the running
of the SENDIST, where this to be the case.
2) The Explanatory Memorandum indicates that the Tribunal
may order schools and Boards to take certain actions to counter
past discrimination and shape the future prospects of the
child. CLC recommends that the types of order which may be
made should be clearly set out in statutory regulations for
the Tribunal.
3) The Explanatory Memorandum also states that deadlines may
be set by the Tribunal for schools and Boards to comply with
its directions. CLC recommends that these deadlines be given
statutory footing in Tribunal regulations.
4) Article 22(2) of the proposed legislation expressly excludes
appeals on expulsion from the Tribunal’s remit. CLC
strongly opposes this provision of the draft legislation as
we feel that the newly constituted SENDIST will ultimately
have the expertise to consider complex issues relating to
a child’s special educational needs or provision and/or
reasonable adjustments to be made to meet disability requirements.
This specialist skill and knowledge base will not be readily
available on an Expulsion Appeal Panel constituted by an ELB
to hear an appeal against an expulsion from school. CLC recommends
that In any case where a child with SEN or a disability is
expelled from school, the SENDIST is the appropriate body
to hear that appeal. The remit of the SENDIST should be amended
by legislation.
5) Furthermore, with reference to the current Department of
Education consultation ‘Suspension and Expulsion Procedures
– Proposals for Change’, paragraph 6.3 of the
consultation document proposes that pupils with statements
of special educational needs should not be expelled from school.
The Children’s Law Centre strongly supports this proposal
and the further recommendation at paragraph 7.16 of the same
document that there should be a ‘no expulsions’
policy for children with statements of special educational
needs.
6) Article 22(1)(b) of the proposed legislation also stipulates
that the right of appeal should be the right of the parents.
CLC strongly recommends that the pupil should have a separate
right of appeal to the Tribunal and also to be afforded the
opportunity to meaningfully participate in any Tribunal appeal
process, regarding their education. We recommend that the
legislation should be amended to take account of the principles
contained within Article 12 of the UNCRC. Appropriate mechanisms
need to be put in place, to ensure that children with special
educational needs and disability can be heard and resources
need to be made available to ensure that children are afforded
legal representation.
7) The Equality Commission’s role in the provision of
advice and advocacy services must be clearly set out in Departmental
guidance and the Codes of Practice accompanying SENDO legislation.
8) We would further recommend that the Department of Education
and Department of Employment and Learning should formally
consult with the Legal Services Commission in respect of the
issue of funding for specialist legal advice and representation
at the SENDIST for children and young people and their parents
in this new and complex area of law.
9) CLC is hugely concerned by the failure of legislators to
provide the Tribunal with any power to enforce it’s
orders. We previously raised this concern in February 2003,
in our response to the Special Educational Needs and Disability
Bill Consultation Document. (See page 29 of CLC response,
paragraph 4.13). CLC strongly recommends that the SENDO legislation
be amended to address the issue of enforcement. The Department
of Education and the Department of Employment and Learning
may have a role to play in ensuring that schools and colleges
comply fully with the Tribunal’s orders.
10) Given the proposals to extend the Tribunal’s remit,
there will be huge implications in relation to training of
the panel members and tribunal staff. CLC also recommends,
in the interests of children with disabilities, that the SENDIST
encourages adults with disability to apply in any future panel
recruitment process.
11) Training should also be developed by the Equality Commission
and relevant disability related voluntary organisations for
parents and others who may wish to advocate on behalf of pupils
with special educational needs and disability. Any training
provided should include training on children’s rights.
There will be a steep learning curve in respect of disability
discrimination once the legislation is introduced. CLC recommends
that training provision be resourced by the Department of
Education and the Department of Employment and Learning.
5.0 CHAPTER 2 OF PART 3 – DISABILITY DISCRIMINATION
IN FURTHER AND HIGHER EDUCATION (Articles 27-33)
5.1 Articles 28 & 29 – Discrimination against disabled
students and prospective students - opposed
• CLC would have the similar concerns to those previously
raised in respect of the limitation of a school’s responsibility
to a pupil who had not disclosed their disability. Our response
and recommendations to Article 15 would equally apply to further
and higher education colleges.
• Adequate funding for learning support aids services
must be assured to students who are transferring from schools
to further and higher education colleges to continue their
education. It is important that, as far as possible, services,
specialist equipment and support can be provided without delay
to ensure the easiest possible transition for disabled students.
• CLC notes the comment in the Explanatory Memorandum
that the Department of Employment of Learning has the power
to issue regulations detailing all of the wider educational
services covered by the new statutory duties. E.g. accommodation,
student services, leisure facilities etc. CLC would recommend
prior consultation with students and disability organisations
in respect of the content of these regulations.
• CLC also has concerns in relation to the two statutory
exemptions to this duty for colleges, which are contained
within Article 29(6) and propose to justify less favourable
treatment of disabled students on the grounds that ‘it
is necessary to maintain academic standards or standards of
any other prescribed kind’. We would concur with the
recommendations of the Equality Commission that reasonable
adjustments might be made to academic criteria for admission
to courses by prospective students with disabilities. A system
for accreditation of non-academic experience, interviews and
other qualifications should be investigated as a possibility
to encourage inclusion of people with disabilities who have
not been afforded equal access to education in school.
5.2 Article 30 – Colleges to make reasonable adjustments
– strongly supported
• CLC supports this proposal on the basis that it places
a new duty on colleges to take reasonable steps to ensure
that student’s with a disability are not placed at a
substantial disadvantage to other pupils without a disability.
CLC particularly welcomes the provision in Article 30 for
a ‘confidentiality request’. This means that where
a student chooses to disclose a disability but asks the college
to treat the disclosure with confidentiality, the nature of
the reasonable adjustments may be subject to modification
and agreement, in order to respect a student’s confidentiality.
• CLC notes that the statutory duty placed on colleges
is greater than that upon schools as it is not subject to
the same exceptions (provided under Article 16) and a complainant
would only have to establish that there had been a breach
of the new statutory duty and not that there was detriment
to the individual as a result of that breach. CLC fails to
see any justification for the differing approach with respect
to schools, as indicated in draft SENDO legislation.
5.3 Article 31 – Cases of disability discrimination
will be taken in the County Court – strongly opposed
• The Courts will have limited expertise in disability
issues and cannot impose orders on further and higher education
colleges, regarding a student’s suitable educational
arrangements.
• CLC recommends that the reconstituted SENDIST would
be the appropriate specialist forum to hear appeals against
schools and further and higher education colleges.
• The Tribunal’s powers could quite easily be
extended to enable it to make compensatory awards by way of
deterrent to a school or college against breaching the new
statutory duties, as well as to provide directions on suitable
educational provision.
• The Department of Employment and Learning would naturally
have a responsibility in relation to the running of the SENDIST,
where this to be the case.
6.0 CHAPTER 3 OF PART 3 – MISCELLANEOUS PROVISIONS (Articles
34-37) – Extension of the role of the Equality Commission
6.1 Article 34 and Schedule 4 – Assisting complainants
–supported
• CLC supports the Equality Commission’s role
as provided in Schedule 4 to the legislation
.
6.2 Article 35 – Codes of Practice – supported
• CLC supports the Equality Commission’s role
in preparing and consulting on the two Codes of Practice for
schools and colleges. CLC further recommends a wide public
consultation, including direct consultation with children
and young people, in respect of both Codes of Practice by
the Equality Commission.
6.3 Article 36 – Conciliation service –supported
• CLC supports the proposal that the Equality Commission
shall be responsible for making arrangements to set up a fully
independent and not for profit conciliation service, prior
to any tribunal or court proceedings, in order to promote
settlement of disability discrimination disputes between either
schools and colleges and individuals.
• CLC recommends that clear information on the procedures
and processes for conciliation be provided in child-friendly,
audio and Braille formats.
• CLC also recommends that the conciliation service
provider allows children and young people to participate fully
in the conciliation process. Necessary training, specialist
staff and equipment for inclusion, must be invested in, as
appropriate, to ensure meaningful participation of children
with disability in this process.
• Finally, we recommend that any not for profit agency
conducting this conciliation service be properly resourced
by the Department of Education and the Department of Employment
and Learning.
Should you have any queries in relation to this submission
please contact Kathryn Stevenson, Solicitor, at the Children’s
Law Centre
Tel No: 028 90 245704
Fax No: 028 90 245679
e-mail: kathrynstevenson@childrenslawcentre.org
APPENDIX
ONE
RESPONSE BY THE CHILDREN’S LAW CENTRE TO THE
PROPOSALS CONTAINED WITHIN THE SPECIAL EDUCATIONAL NEEDS AND
DISABILITY BILL CONSULTATION DOCUMENT
1.0 Introduction
1.1 The Children’s Law Centre is an independent non-governmental
organisation, which helps children and young people, parents,
carers and professional’s work with and understand the
law relating to children.
1.2 We carry out the following work:
2) Research on children’s rights
3) Training and seminars on children’s rights and the
law relating to children and young people in Northern Ireland
4) Information service
5) We run a youth group called Youth @ clc
6) We operate a legal advice service for members and the public,
including a free phone number for young people
7) There is a casework service in accordance with our casework
policy
8) Policy work
1.12 Our work involves day-to-day contact with children and
young people, their parents/carers and professionals employed
by the Education and Library Board’s regarding education
issues.
1.13 The Children’s Law Centre largely welcomes the
new proposals in the Special Educational Needs and Disability
Bill Consultation Document that have been introduced to protect
children and young people with disability from discrimination
in education and to promote their inclusion, so far as possible,
in mainstream education. Our response to the Consultation
Document will be in relation to the implications of these
new proposals for children and young people with special educational
needs and/or disability in education. We shall also propose
some additional amendments to the Consultation Document for
consideration by the Department of Education, with particular
reference to existing special educational needs legislation,
the guidance contained within the Code of Practice on the
Identification and Assessment of Special Educational Needs,
regulations and procedure governing the Special Educational
Needs Tribunal (SENT) and the potential for extension of its
remit, with the aim of enhancing and protecting the rights
of children with special educational needs and/or disability
within the education sector.
2.0 Historical Context for new Legislation
2.1 Disability Discrimination Act 1995
The Disability Discrimination Act 1995 was introduced at Westminster
on the 2nd December 1996. Part II of the 1995 Act prohibits
discrimination on the grounds of disability in the field of
employment. The Act makes it unlawful for employers with 20
or more staff to discriminate against current or prospective
employees because of a reason relating to their disability
in recruitment procedures, promotions and transfers, training
and development opportunities and the dismissal process. The
Act also places a duty on employers to make ‘reasonable
adjustments’ if their employment arrangements or premises
substantially disadvantage a disabled employee or a disabled
applicant.
2.2 Part III of the 1995 Act introduced new requirements to
make goods, facilities and services more accessible to disabled
people. From 1st October 2004, the new duties in relation
to provision of goods, facilities and services shall come
fully into effect in Northern Ireland. There shall be a legal
requirement upon service providers to ensure that their premises
are accessible for all their customers from this date. A Code
of Practice is due to be published by the Equality Commission
in 2003. This document will provide guidance for service providers
in relation to making ‘reasonable adjustments’
to the physical features of premises to ensure disabled customers
may access goods or make use of facilities and services. Anyone
who is planning new public service buildings or making alterations
to existing premises shall have to take account of this legislation.
Furthermore, it is recommended good practice for businesses
to adopt an inclusive approach when making physical adjustments
to their premises. For example, a separate entrance, payment
aisle, counters and toilet facilities may exclude potential
disabled customers .
2.3 Part IV of the Disability Discrimination Act 1995 relates
to education, however the duties conferred on education providers
are restricted in the main part to an information and reporting
role. Under Section 19(5) and (6) of the Disability Discrimination
Act 1995, anti-discrimination provision in relation to service
access for the disabled and the associated duty to make ‘reasonable
adjustments’ are specifically excluded in their application
to schools or educational institutions that are either publicly
funded, funded by a voluntary organisation or privately financed.
The reasoning behind this blanket exemption was that there
was already legislation in place which afforded some protection
of educational rights for children with special education
needs (and accordingly, children with disabilities), throughout
the United Kingdom.
2.4 Education (NI) Order 1996
In Northern Ireland, existing relevant legislative provision
was contained in the Education (NI) Order 1996:
Article 7 provides a qualified duty upon the appropriate Education
and Library Board to secure education in an ordinary school
for a child with a statement of special educational needs,
subject to the following criteria:
‘educating the child in an ordinary school is compatible
with –
(i) his receiving the special educational provision which
his learning difficulty calls for,
(ii) the provision of efficient education for the children
with whom he will be educated, and
(iii) the efficient use of resources’.
In respect of pupils without statements of special educational
needs, Article 8 confers a duty upon the Board of Governors
of an ordinary school to:
‘use its best endeavours, in exercising its functions
in relation to the school, to secure that if any registered
pupil has special educational needs the special educational
provision which his learning difficulty calls for is made’.
The Board of Governors of ordinary schools are also required
to include the following information in their annual reports,
concerning registered pupils with special needs for whom a
statement is not maintained by the appropriate Education and
Library Board:
(a) any special arrangements made for the admission of pupils;
(b) the steps taken to prevent pupils with special educational
needs from being treated less favourably than other pupils;
(c) the facilities provided to assist access to the school
by pupils with special educational needs.
Both of the above provisions relate to children with special
educational needs. It is notable that here are distinct and
separate statutory definitions in respect of ‘special
educational needs’ and ‘disability’ . Although
a large proportion of children with disability may be entitled
to receive additional educational support either in the form
of school-based provision, or from the appropriate Education
and Library Board, provided a statement has been finalised,
there may be some children with disability who do not have
special educational needs. Such children may require further
legal protection to ensure their right to an effective education
is maintained.
2.5 Special Educational Needs and Disability Act 2001
The Special Educational Needs and Disability Act (SENDA) was
granted Royal Assent on the 11th May 2002 and came into effect
in England, Scotland and Wales on the 1st September 2002.
SENDA attempts to fill some of the gaps left by the Disability
Discrimination Act 1995, which has made very little impact
on countering disability discrimination in education. The
legislation repeals the exemption afforded under Section 19(5)
and (6) of the Disability Discrimination Act 1995 and enacts
a new Part IV which introduces new protection for both existing
and future pupils/students with disabilities in education.
Part IV sets out disability discrimination duties for education
providers.
Major new provisions under SENDA aim to ensure that disabled
children and young people are not disadvantaged in their access
to education and may be summarised as follows:
• Firstly, the Act strengthens the rights of children
with special educational needs to be educated in mainstream
schools, where parents want inclusion and the interests of
other pupils can be protected;
• It places a new duty on the bodies responsible for
schools, further education and higher education institutions
not to treat disabled pupils/students less favourably, without
justification, for a reason which relates to their disability;
• It requires the bodies responsible for schools further
education and higher education institutions to make reasonable
adjustments so that disabled pupils/students are not put at
a substantial disadvantage compared to pupils/students who
are not disabled;
• It requires Local Education Authorities, the bodies
responsible for schools, further education and higher education
institutions to prepare, in writing, a plan to increase the
physical accessibility of their premises and the curriculum
for disabled pupils/students and prospective disabled pupils/students;
• The remit of the Special Educational Needs Tribunal
has also been extended in England, Scotland and Wales, renaming
it the Special Educational Needs and Disability Tribunal (SENDIST)
and conferring new powers on the panel to hear disability
discrimination appeals.
Although this legislation does not apply in Northern Ireland,
the Northern Ireland Executive has committed itself to introducing
equivalent legislation in Northern Ireland and the publication
of the Special Educational Needs and Disability Bill Consultation
Document is the first stage of the process in realising this
aim. It is noted that all of the main provisions referred
to above are duplicated in the proposals contained within
the Consultation Document for Northern Ireland.
3.0 Proposals Contained within the Special Educational Needs
and Disability Bill Consultation Document (NI)
3.1 The proposed new legislation for Northern Ireland is in
three parts as follows:
Part 1 – refers to Special Educational Needs and proposes
some amendments to existing legislation contained within the
Education (NI) Order 1996.
Part 2 – refers to disability discrimination in schools
and proposes some amendments to the Disability Discrimination
Act 1995.
Part 3 - refers to disability discrimination in further and
higher education institutions and proposes some amendments
to the Disability Discrimination Act 1995.
3.2 Proposals for Special Educational Needs in Schools
(1) Advice and Information (paragraph 2.2.1) – it is
proposed that all boards will be required to make arrangements
for providing information on SEN matters to parents with SEN
in their area.
(2) Conciliation arrangements (paragraph 2.2.2) – it
is proposed that conciliation arrangements should be available,
independent of the Board.
Question 1: Do you see any practical difficulties with the
proposals on advice services and conciliation?
3.3 Advice and Information
The Children’s Law Centre welcomes any proposal to make
information on the procedures for assessment and statementing
of children with special educational needs available to parents.
The legislation and guidance contained within the Code of
Practice on the Identification and Assessment of Special Educational
Needs is very lengthy, detailed and complicated and is simply
not accessible to many parents in its current format.
Many of the parents who contact the Children’s Law Centre
for advice are not familiar with the legislation or guidance
in this area.
The Department of Education previously published a very useful
guide for parents which has been an invaluable tool for advisers
at the Children’s Law Centre in keeping parents informed
of the principle responsibilities of Boards of Governors of
schools and the Education and Library Boards towards children
with special educational needs and the procedures for assessment
and statementing. We understand that this guide is now out
of print and we would recommend that the Boards arrange for
a similar publication to be made available to parents following
the introduction of new legislation in this area.
In England, DfES published a revised Code of Practice in January
2002. One of the new provisions in the Code is that all Local
Education Authorities (LEA’s) must make arrangements
for Parent Partner Services to provide information, advice
and guidance to parents. LEA’s are not required to provide
the service themselves. They may sub-contract the service
to another provider. LEA’s are also required to publicise
the service to parents, head teachers, schools and other parties
they consider appropriate.
The Children’s Law Centre recommend that information
should be published by the Boards (or their agents) in a format
that is accessible to children. Failure to provide relevant
information resources in an accessible format may constitute
a breach of Article 17 of the United Nations Convention on
the Rights of the Child. (The right to access to appropriate
information and materials, particularly, ‘those aimed
at the promotion of his or her social, spiritual and moral
well being and physical and mental health’).
It is essential that children be provided with such information
to ensure their meaningful participation in any decisions
regarding their education. Provision of such information would
be therefore be in keeping with the State’s duties under
Article 12 of the United Nations Convention on the Rights
of the Child to ‘assure to the child who is capable
of forming his or her own views the right to express those
views freely in all matters affecting the child, the views
of the child being given due weight in accordance with the
age and maturity of the child’.
Information should be made available in various formats to
meet the needs of children of primary and secondary school
age and also children who are visually or hearing impaired.
Boards may also be required to make publications available
for parents and children in multi lingual formats.
The Children’s Law Centre welcomes the recommendation
that Boards would be required to publicise to parents, schools
and other interested parties details of services within their
area. Information and advice must also be provided on how
to access services through the assessment and statementing
process, where necessary.
Parents and schools also need further information in relation
to the duties and responsibilities of Boards of Governors
of schools to make provision for children without statements
within the schools special educational needs budget. Guidance
should be issued detailing types of provision that should
be made available to children at school-based stages of the
Code of Practice.
3.4 Conciliation Arrangements
The Children’s Law Centre welcomes the proposals to
establish independent conciliation arrangements for resolving
disputes with parents independently of the Board. In England,
under the revised Code of Practice, LEA’s are now required
to provide Disagreement Resolution Services.
The current position in Northern Ireland is that parents are
requesting advice and assistance from a number of sources
including Education and Library Boards, IPSEA, The Children’s
Law Centre, Citizen’s Advice Bureaus and their MLA’s.
It is important that if a centralised body is established
to advise and assist parents that it is properly funded to
ensure a quality service for all concerned.
Any conciliation service should also be utilised to assist
in disputes arising between parents and schools regarding
school-based provision at stages 1 – 3 of the Code of
Practice.
It is essential that any formal conciliation process should
run concurrently with and not compromise or delay a parent’s
right of appeal to the SENT. Parents have a period of 2 months
from the date of notice of the Board’s decision to lodge
an appeal with the SENT and there are additional time limits
applicable to lodgement of responses and further written evidence
to the SENT contained within the Special Educational Needs
Tribunal Regulations (NI) 1997 . Parents must be kept advised
of the time limits in respect of the appeal process so that
they do not miss deadlines and prejudice any ongoing appeal.
Many appeals that are lodged with the tribunal are settled
prior to hearing and the conciliation body could play an important
role in minimising the work of the SENT, which is likely to
increase following the extension of the tribunal’s remit
to include disability discrimination appeals.
Furthermore, in keeping with the principles enshrined in Article
12 of the United Nations Convention on the Rights of the Child,
children should be afforded the right to participate in any
conciliation process concerning their special educational
needs and provision and their views should be given due weight
in accordance with their age, maturity and understanding.
3.5 (3) It is proposed that schools be required to notify
parents that their child has been identified as having SEN
(paragraph 2.2.3)
Question 2: Do you agree that schools should have a statutory
duty to notify parents that the school has concluded that
their child has SEN?
The Children’s Law Centre views good communication between
schools and parents regarding identification and assessment
of special educational needs as paramount to ensure parents
satisfaction that procedures are being properly followed,
to avoid unnecessary parental anxiety and to help demystify
the assessment process.
One of the central focuses of the revised Code of Practice
for the Identification and Assessment of Special Educational
Needs for England was to encourage partnership between parents
and professionals in identification and assessment of a child’s
needs. It is clear from this approach that the parents contribution
should be valued and that professional intervention may be
more effective where they can draw on parents knowledge and
expertise in relation to their child’s individual strengths
and needs .
The Children’s Law Centre welcomes a statutory duty
to notify parents of identification of SEN and agrees that
a similar statutory requirement should also be placed on providers
of early years education outside grant-aided schools.
3.6 (4) It is proposed to amend the (NI) Order 1996 so that,
in certain circumstances, Boards only need name the type of
school, and not name any particular school that it considers
would be appropriate for the child (paragraph 2.2.4)
Question 3: Do you agree that Boards should not be required
to specify the name of the school in Part 4 of a statement
in cases where the parents have themselves made suitable alternative
arrangements for their child’s education?
It has been indicated during the consultation process that
such an amendment would apply in situations where parents
have elected to send their child to private school or a specialist
school, possibly outside the Northern Ireland jurisdiction.
It is difficult to understand the reasoning behind this proposal
as if a Board has issued a statement in respect of a child
it is clear that there is a legally binding contractual agreement
between the parents and the Board, for the Board to maintain
the child’s educational provision in accordance with
the terms of the final statement.
If a parent has elected to accept full legal and financial
responsibility for the child’s educational provision
independently of the Board, then there is no purpose in issuing
a final statement for the child.
The Children’s Law Centre supports IPSEA in their word
of caution against any proposal that would permit the Board
to transfer children within certain types of school without
the requirement to conduct a review and amend the child’s
statement accordingly.
Where the Board issues a statement or amends an existing statement,
parents currently have a right of appeal to the SENT against
the school named in Part 4 of the statement or the fact that
no school has been named in the statement. Without further
clarity in respect of the scope of this proposal, the Children’s
Law Centre recommends that the current parental rights of
appeal be retained.
3.7 (5) Statutory Assessments - It is proposed to give parents
the right to appeal, following a request for an assessment
made by a school (paragraph 2.2.6)
Question 4: Do you agree that parents should be allowed to
appeal to the SEN Tribunal when the Board has refused an assessment
request from the child’s school?
The Children’s Law Centre welcomes this proposal and
strongly supports its incorporation into the new Bill. In
our experience, many parents who have contacted our advice
service have simply been unaware of the parental right to
request a statutory assessment under Article 20(1) of the
Education (NI) Order 1996 and have believed that they were
dependent upon the school to make a formal request for assessment.
Consequentially, parents have been not been aware of the appeal
implications in not requesting an assessment on their child’s
behalf.
The current position is that where a school has been turned
down for an assessment parents must wait a period of six months
before requesting a new assessment of their child’s
special educational needs. This causes a great deal of frustration
for parents and may have wide-ranging implications for the
child’s education and development due to the delay incurred
in mounting a new challenge against the Board’s decision
not to assess. The current waiting lists for obtaining a board-employed
educational psychologist exacerbate this delay.
The Children’s Law Centre furthers supports IPSEA in
their recommendation that a statutory time limit should be
introduced in the new Bill, stipulating a period of 18 weeks
for service of a proposed statement on the child’s parents,
in circumstances where a school requests a statutory assessment
for the child. A similar 18-week statutory time limit is already
in place since the 1st September 1998 in circumstances where
a board has:
(a) served a notice on the child’s parents under Article
15(1) of its proposal to make an assessment; or
(b) received a request from the child’s parents under
Article 20(1) to arrange for an assessment to be made,
and it is necessary under Article 16(1) for the board to make
a statement .
Further amendment of the existing Regulations may be required
in order to place a new duty upon the Board to follow time
limits in these circumstances.
3.8 (6) Special Educational Needs Tribunal – it is proposed
to require Boards conceding an appeal to comply with the parent’s
request (paragraph 2.2.8)
Question 5: Do you anticipate practical difficulties with
the proposals in relation to the SEN Tribunal?
The Children’s Law Centre supports this proposal on
the basis that it should expedite the process of securing
educational provision for the child, where appropriate and
also that it should minimise the work of the Tribunal which
is currently hearing undefended appeals. The latter point
will be of further significance should the Tribunal’s
remit be extended to include disability discrimination appeals.
3.9 (7) It is proposed to require Boards to give notice to
parents of the time limits relating to an appeal to the Tribunal
at the same time as notifying parents of their right to appeal
(paragraph 2.2.9)
The Children’s Law Centre welcomes this proposal on
the basis that it aims to assist parents by making the right
of appeal more accessible for parents. SENT appeal forms and
details of the Board managed advice and information service
and independent conciliation arrangements (proposed above)
should be provided to parents together with the letter of
decision.
Parents should be notified of their right to engage the independent
conciliation services to try to resolve any dispute. They
should also be advised that they are not obliged to use conciliation
services if they do not wish to. Finally, it should be made
clear to parents that if they do enter into conciliation,
they shall not remove or compromise in any way their right
of appeal to the SENT within the specified time limits.
3.10 (8) It is proposed to require Boards to maintain statements
until appeals are heard where appeals are against ceasing
to maintain statements (paragraph 2.2.10)
The Children’s Law Centre agrees that it is in the interest
of natural justice and the child’s best interests to
maintain a child’s statement pending the outcome of
any appeal regarding cessation of the Board’s responsibility
to maintain said statement.
The Children’s Law Centre further endorses IPSEA’s
recommendations that this proposal should be extended to ensure
that existing provision is maintained pending an SENT appeal
in the following circumstances:
a. where the Board proposes to amend a statement and change
the description in Part 2 of the child’s special educational
needs;
b. where the Board proposes to amend a statement and change
the description in Part 3 of the special educational provision
the child is to receive;
c. where the Board proposes to amend a statement and change
the school named in Part 4 of the statement; and
d. where the Board proposes to amend a statement and no school
is named in Part 4 of the statement.
It is of great concern that the Boards may cease to maintain
a statement in circumstances where the Board’s proposals
for amendment are subject to appeal. It is neither in the
child’s best interests nor in the interest of natural
justice that the child may be deprived of educational provision
or may even be required to surrender a school placement pending
the outcome of an appeal.
It is further acknowledged that when children are due to transfer
from nursery to primary school or from primary to secondary
school, that there is a need for Boards to finalise statements
as early as possible in the year preceding transfer. This
would afford parents a right of appeal to the SENT prior to
September, when a new school placement is due to commence.
Current process dictates that there is a waiting list of six
to seven months from the date of lodgement of an appeal to
the date of hearing. Therefore it is imperative that a February
deadline be imposed for finalisation of statements regarding
school transfer.
The Children’s Law Centre recommends that such a time
limit be introduced under the new Bill to ensure continuity
of suitable educational provision for children with special
educational needs.
3.11 (9) It is proposed to assist parents by clearing up any
ambiguity when Boards are considering making an assessment
of a child (paragraph 2.2.11)
Article 15 of the Education (NI) Order 1996 empowers the Board
to make a statutory assessment of a child’s special
educational needs. The Board shall take this action where
it feels that it is necessary for it to determine any special
educational provision, which a child’s learning difficulty
may call for.
Under Article 15(1) of the Order, the Board must serve the
child’s parents with a notice informing them that it
proposes to make an assessment of the child’s needs;
advising them of the procedures involved; appointing a Board
officer from whom the parents may acquire further information
upon request; and notifying the parents of their right to
make representations and to submit any written evidence to
the Board, within 29 days from the date of service of the
notice. The parents may arrange a meeting with the appointed
Board officer in order to make their representations within
the specified period. Once the Board has had an opportunity
to take account of any representations and any evidence submitted
by parents in response to the notice, it shall make a decision
whether to conduct a statutory assessment of the child’s
needs.
The Children’s Law Centre endorses the recommendation
to clear up any ambiguity regarding the Board’s responsibilities
following a ‘proposal’ to make an assessment of
the child.
The Board is also under a statutory duty to provide notice
in writing of their decision regarding a statutory assessment
to the parents of the child and their reasons for making it.
In Northern Ireland, there is no legislative time limit dictating
how soon this notice should be served, in circumstances where
a Board decides not to assess a child. The Code of Practice
recommends that the Board should notify the parents of a negative
pronouncement, within six weeks. In England and Wales, the
local education authorities are legally obliged to inform
parents of their decision within six weeks of the date of
request for assessment. Also, where the Board decides not
to proceed with a statutory assessment, it must notify the
parents in writing of their right to appeal against that decision
to the SENT.
Finally, it is recommended in the Code of Practice that a
notice in lieu of a statement should be issued by the Board,
for the benefit of the child, identifying any learning difficulties
experienced and advising the Board of Governors what provision
should be made in school to meet the child’s needs.
The Children’s Law Centre recommends introduction of
a six-week time limit under the new Bill, requiring Boards
to notify parents of a negative pronouncement to any request
for statutory assessment of their child. We further recommend
the introduction of a statutory duty requiring Boards to issue
a notice in lieu of a statement, recommending any school-based
provision suitable to need the child’s needs.
3.12 (10) It is proposed to strengthen the rights of children
with special educational needs to a place in an ordinary school
(paragraph 2.2.12)
Question 6: Do you agree that the proposals to strengthen
the right to a mainstream place strike the balance between
strengthening inclusion and protecting the interests of other
children?
The Children’s Law Centre welcomes the proposals regarding
amendment of Article 7 of the Education (NI) Order 1996 and
for the introduction of additional statutory provision to
promote inclusion of children with special educational needs
in ordinary schools.
The Consultation Document recommends removal of the requirement
in sub-paragraph 7(2)(b)(i) dealing with whether the school
could meet the child’s special educational needs and
sub-paragraph 7(2)(b)(iii) which stated that a child could
not be placed at an ordinary school if the Board regarded
such placement to be incompatible with the efficient use of
resources. It is suggested that the only criteria to be retained
from the 1996 Order is that contained within sub-paragraph
7(2)(b)(ii), which requires compatibility with the provision
of efficient education for the children with whom (the child
with special educational needs) shall be educated.
The Children’s Law Centre would argue from a human rights
perspective that all of the criteria contained within Article
7 should be repealed. This would afford all parents of a child
with special educational needs the right to have their child
educated in an integrated mainstream setting, if that is their
preference. If appropriate provision is available for children
and is not resource led, inclusion in the mainstream should
be attainable for most children with SEN. The onus is on the
Board, to ensure that suitable provision is in place to guarantee
that other children with whom the child with special educational
needs is educated receive an effective education.
It is of significance that parents have a great deal of difficulty
in securing independent professional reports in Northern Ireland.
This makes it extremely difficult for parents to challenge
any opinions regarding description of need, suitable provision
and school placement provided by an educational professional
employed by the Board. There is concern that where a school
refuses to place a child on the basis that they cannot maintain
the child’s individual needs, that there is no redress
for parents without reasonable access to a second opinion
.
It has perhaps been overlooked, that the same criteria for
compatibility are mirrored in legislation relating to school-based
provision for children without a statement of special educational
needs.
Article 8(2) of the Education (NI) Order 1996 provides that
the Board of Governors of a mainstream school shall ensure
that the SENCO and teachers responsible for making special
educational provision for a child, shall secure such provision,
in so far as it is reasonably practicable and compatible with
–
a. The child receiving the provision which his/her learning
difficulty calls for
b. The provision of efficient education for other children
in the classroom
c. The efficient use of resources
The Children’s Law Centre recommends that Article 8
should also be amended to remove the ‘efficient use
of resources’ criterion included in Article 8(2)(c).
If the child’s needs cannot be met by the school or
other children’s rights to education are likely to be
infringed, then it is necessary for the child to be assessed
by the Board to ensure that suitable provision is made.
Article 23, UNCRC
Article 23 of the United Nations Convention on the Rights
of the Child provides as follows:
“State parties recognize that a mentally or physically
disabled child should enjoy a full and decent life, in conditions
which ensure dignity, promote self-reliance and facilitate
the child’s active participation in the community.
Recognising the special needs of a disabled child, assistance
extended… shall be designed to ensure that the disabled
child has effected access to and receives education, training,
health care services, rehabilitation services, preparation
for employment and recreation opportunities in a manner conducive
to the child’s achieving the fullest possible social
integration and individual development, including his/her
cultural and spiritual development”.
It is clear from the wording of this Article, that the United
Nations Convention strongly promotes social integration and
active participation in the community for children with disabilities
through the medium of education.
All children with SEN and disability must be provided an opportunity
to access the Northern Ireland Curriculum at a level, which
is consistent with their ability and aptitude. For some children
this may only reasonably be achieved by securing a placement
in a mainstream school. Decisions regarding the assessment
of a child with SEN or disability for suitability to attend
mainstream school are left to the discretion of Education
and Library Boards. Emphasis is placed on the need for proper
assessments to be carried out in respect of each child’s
individual needs. Boards must also ensure that placements
and educational provision allocated to every child are consistent
with need.
The key factors in ensuring a successful placement should
include the following:
• Allocation of adequate resources by the Board to meet
the statemented child’s needs
• Where a child is assessed as having special educational
provision but is not statemented, for the Board to ensure
that funding provided to a school under the special educational
needs budget is properly spent on provision to meet the individual
child’s needs
• The term ‘integration’ must be interpreted
pro-actively by schools, who should aim to promote inclusion
of the child with SEN or disability in all the same activities
as other children within the school environment
• Regular review of a child’s statement of special
educational needs and educational progress
• Participation of the parents and the child in continuing
assessment
3.13 (11) Amendment of statement – It is proposed to
revise the procedures which must be followed by Boards when
making, maintaining and amending statements of SEN (paragraph
2.2.16)
The Children’s Law Centre welcomes the proposals to
afford parents an opportunity to meet with the Board when
it proposes to amend a child’s statement.
It is of some concern that parents may be limited in their
entitlement to express preference for a school, in circumstances
where a re-assessment has not be completed. We anticipate
that this may create problems when a child is due to transfer
from primary to secondary school, unless a deadline for completion
of assessment is introduced under this Bill. We previously
recommended a cut off date of February in the year preceding
transfer to ensure that parents are given a reasonable time
scale to resolve any disputes regarding school placements
with the Board. (See point 8, above).
Under Schedule 2, paragraph 3(3) of the Education (NI) Order,
the Board must comply with the parent’s expressed preference
for a grant-aided school and name that school in Part 4 of
the statement unless:
(a) the school is unsuitable to the child’s age, ability
or aptitude or to his special educational needs, or
(b) the attendance of the child at the school would be incompatible
with the provision of efficient education for the children
with whom he would be educated or the efficient use of resources.
Current legislation places an onus on the Board to establish
any grounds why the parent’s expressed preference cannot
be met. The enrolment number applicable to a school may be
exceeded to facilitate the admission of a child with special
educational needs.
The Children’s Law Centre recommends that the above
Schedule must also be amended, to reflect any changes made
to Article 7 of the Order.
Disclosure of statements, proposed statements and proposed
amended statements to schools
Article 8 of the European Convention of Human Rights deals
with the right to private and family life and provides as
follows:
‘Everyone has a right to respect for his private and
family life, his home and his correspondence.
There shall be no interference by a public authority with
the exercise of this right except such as is in accordance
with the law and is necessary in a democratic society in the
interests of national security, public safety or the economic
well-being of the country, for the prevention of crime or
disorder, for the protection of health or morals, or for the
protection of the rights and freedoms of others’.
The proposal to require Boards to send out statements containing
confidential information about children, their parents (and
possibly their siblings) to any schools which the Board are
considering naming in the child’s statement is inappropriate
in light of Convention law.
The Children’s Law Centre strongly recommends that Board’s
should obtain the parent’s consent, prior to disclosing
this information to schools.
Occupational Therapy as non-school provision
The Children’s Law Centre supports IPSEA in their submission
that there are cases where occupational therapy is an integral
part of a child’s education and therefore should be
included in Part 3 of the statement.
4.0 Issues regarding Special Educational Needs and Provision
that have been omitted from the Consultation Document
4.1 Children without a statement of special educational needs
4.2 (a) Duties upon Boards of Governors
There are two main concerns arising from the statutory duties
upon Boards of Governors, detailed under the 1996 Order:
1) The statutory obligation is neither clearly defined nor
absolute. The Board of Governors is required only to use its
‘best endeavours’ to secure suitable provision
. There is no statutory interpretation of the Board of Governors
duty to use ‘it’s best endeavours’ or how
this obligation may be discharged.
2) The requirement for the Board of Governors to ensure that
the SENCO and teachers make special educational provision
is qualified by resources based argument .
In her book, Laura Lundy has evaluated the efficacy of the
Board of Governor’s duty with reference to a House of
Lords’ debate following the introduction of the draft
Education Act (1993) in England and Wales. In the debate,
the Board of Governor’s duty to ‘use its best
endeavours’, was described as a “powerful duty”,
and was more particularly interpreted by Baroness Blatch as
requiring that “governors must do everything that they
possibly can to secure the provision”.
Ms. Lundy has indicated a view that this “is probably
an over generous interpretation of the extent of the obligation”
imposed upon the Board of Governors by statute.
The Children’s Law Centre recommends that a clearer
statutory definition of the Board of Governors duties be introduced
under the new Bill. We also recommend that Article 8(2)(c)
of the 1996 Order be repealed to remove the ‘efficient
use of resources’ qualification currently applied to
school-based provision for children without statements of
special educational needs.
4.3 (b) Funding for budgets in mainstream schools
There is limited funding for special educational needs budgets
in mainstream schools. Furthermore, such funding is not ring-fenced
for special educational needs provision for non-statemented
children. Principals and Boards of Governors sometimes have
very difficult decisions to make in relation to the allocation
of the school budget to individual pupils who are without
statements of special educational needs, to make school based
provision to meet their needs.
Non-statemented children may be provided additional resources
from two other sources, as follows:
At Stage 3 of the Code of Practice, an Education and Library
Board may provide funding for outreach support to a school
for limited provision, which may include speech and language
advice/support for teachers (not therapy), peripatetic support
for hearing impaired pupils, audio equipment for hearing impaired
pupils, and reading support. Schools are required to make
application for outreach support to the relevant Education
and Library Board in respect of non-statemented pupils on
the basis of individual need.
Also, Article 86 of the Education (Northern Ireland) Order
1998 states that provision may be made by the Education and
Library Board, in exceptional circumstances, to meet a child’s
needs. The legislation is relation to exceptional provision
is unclear as there is no criterion for application to obtain
such provision and there is no departmental guidance in respect
of entitlement. From informal discussion with the Department
of Education regarding this issue, we are advised that exceptional
provision is normally only made in circumstances where imminent
provision is necessitated, due to an accident, an emergency
or where an individual pupil has a sudden deterioration in
their condition that needs to be addressed on an interim basis
pending reassessment or review of an existing statement of
special educational needs.
The Children’s Law Centre recommends that clear Departmental
guidance should be issued detailing criteria for entitlement
to exceptional provision.
In circumstances where a Board refuses to conduct a statutory
assessment, refuses to make a statement or to issue a final
statement expeditiously for a child, a school may have to
‘juggle’ its resources until such times as the
statementing process is complete, or in the event of a parental
dispute, an affirmative direction is given by the Special
Educational Needs Tribunal. Often the period of time which
lapses between a school’s referral or a parent’s
request for statutory assessment and the issue of a statement
of special educational needs can take several years.
For the Board of Governors to truly honour the spirit of this
legislation, it is recommended that the Department of Education
and the Boards must review the allocation of funding to meet
the needs of children in mainstream schools, who have special
educational needs but are in not in receipt of a statement
of special educational needs.
Any monies that are allocated in the future should be ring-fenced
to meet the special educational needs of children without
statements.
4.4 (c ) Accountability of Boards of Governors for funding
allocated
Article 9(5) of the 1996 Order the Board of Governors must
include in the school’s annual report details of what
steps have been taken by it to secure the implementation of
its special educational needs policy in relation to the provision
of education for children with special educational needs.
At present the support available at school-based stages seems
to vary enormously depending on the school’s policy
around allocation of funding. Clearly, funding should be allocated
on the basis of each child’s individual needs.
Annual reports from schools are often vague in respect of
funding allocation.
The Children’s Law Centre identifies the need for an
effective system to monitor the steps being taken and the
funding being allocated by schools to meet the educational
needs of children without statements of special educational
needs.
We recommend that Article 9(5) of the 1996 Order be amended
to specify information required from Boards of Governors on
an annual basis, in respect of each child who has been referred
on to the Code of Practice for Identification and Assessment
of Special Educational Needs.
We further recommend that new duties be introduced under the
Bill requiring Education and Library Boards to effectively
monitor school-based provision in each school within their
Board area.
4.5 (d) Redress for Parents
The current legislation provides no redress for parents who
are dissatisfied with school-based provision for children
without statements of special educational needs. The SENT
does not adjudicate on such matters and parents may only appeal
against decisions by the Board not to conduct a statutory
assessment of an individual child’s needs.
The Children’s Law Centre recommends that new duties
be introduced under the Bill requiring the Boards to issue
clear guidance for schools relating to provision, to adjudicate
on the suitability of school-based provision and where necessary,
to direct schools to make suitable provision under their special
educational needs budget.
Ultimately, the Children’s Law Centre recommends that
the remit of the SENT should be extended to enable parents
to appeal any direction or guidance issued by the Board to
a school, regarding school-based provision for children without
statements.
4.6 Children with Statements of Special Educational Needs
4.7 Recommendations for review of the time limits applicable
to the assessment of special educational needs and the statementing
process
The Department of Education decided not to impose certain
time limits on Education and Library Boards in Northern Ireland,
although LEA’s in England and Wales are legally bound
by strict time constraints. For example:
1) There is no time limit placed on the Board to respond to
a parental request for assessment when they decide not to
conduct a statutory assessment.
- Although the Code of Practice recommends that Boards “should
inform parents within 6 weeks” and in England and Wales,
parents must be informed within 6 weeks of the authorities
decision not to assess a child.
2) There is no time limit placed on the Board, when writing
to inform parents after it has conducted an assessment that
it has decided not to issue a statement.
- It is recommended under the Code of Practice that parents
should be informed immediately, in cases where the Board is
able to decide quickly that a statement is not necessary and
in England and Wales the LEA has 2 weeks from completion of
the assessment to decide of a statement is necessary
3) There is no time limit placed on the Board to finalise
the statement following the production of a proposed statement.
- Although the Code of Practice says that “Boards should
aim to complete the process within a further 8 weeks”
and in England and Wales the LEA has 8 weeks to consider parents
comments before finalising the statement.
4) There is no time limit placed on the Board to respond to
a parent’s request for an amendment of the named school
on an existing statement.
- The Code of Practice advises “normally, parents should
be told of the Board’s decision within 8 weeks and in
England and Wales the LEA must inform parents within 8 weeks
of the initial request.
IPSEA has expressed concern that the Northern Ireland legislation
is far from satisfactory on the basis that children were being
denied the legal protection of legislative time limits and
although the Code of Practice recommends guidance on time
limits to promote ‘good practice’ by education
authorities, such recommendations are unenforceable in law.
Article 28 of the Education (Northern Ireland) Order 1996
states as follows:
“Regulations and Orders made by the Department under
this Part may contain such incidental, supplementary and transitional
provisions as the Department thinks fit”.
The Education (Special Educational Need (Amendment) Regulations
(Northern Ireland) 1998 were introduced on the 1st September
1998 and made statutory provision of the 18-week time limit
for the Board to serve notice of a proposed statement upon
parents.
It is clear from this provision that the Department of Education
should have power to introduce supplementary primary legislation
which shall include the implementation of strict statutory
time limits, as has been exercised in England and Wales.
The Children’s Law Centre recommends that the Department
of Education consider the introduction of the above procedural
time limits under the new Bill. Introduction of these new
time limits would ensure that our procedures are at least
up to date and of a comparable standard with current procedure
in England and Wales.
4.8 Recommendations for participation of children in SENT
proceedings
The Education (Northern Ireland) Order 1996 does not make
any reference to the participation of the child with SEN in
Tribunal hearings.
The child does not have an absolute right to make representations
to the Tribunal in writing nor to attend the hearing. There
is no provision for separate representation for a child in
proceedings under current law and the grounding application
is made by the parent in all instances, rather than affording
a separate right of appeal to the child.
The child may attend the hearing in two circumstances:
1) As a witness
2) By request of the parents, following approval by the SENT
The reality is that a child has only attended a SENT hearing
on one occasion to date in Northern Ireland, upon parental
request. In another case a child’s siblings attended
to give evidence to the panel.
Laura Lundy refers to this issue in her publication, ‘Education:
Law Policy and Practice in Northern Ireland’. She comments
on the potential pros and cons of introducing a child to SENT
proceedings:
“On the one hand, the child may well have a significant
input into the proceedings and their attendance will give
the tribunal a chance to directly observe the child. On the
other hand, tribunal venues may not cater for children and
young people who may become restless during the procedures
and disrupt the hearing. More significantly perhaps, there
are concerns over the psychological impact, which the evidence
of a child’s learning difficulties may have on the child.
As a compromise some advisers recommend that a child with
sufficient understanding should send a letter or a video to
the tribunal outlining their views as part of the written
evidence” .
Should a child’s right of participation be limited in
this way?
Decisions regarding a child’s involvement in proceedings
should always be taken with the child’s best interests
in mind.
The ‘voice of the child’ should be taken into
account, where it is the child’s wish to give evidence;
to make their own representations; or to be separately represented
at SENT hearings. This may be of particular significance in
circumstances where the child and his/her parents do not agree
on the child’s identified SEN or the provision sought
on the child’s behalf. (It is accepted that this would
not occur often, however, it is essential that mechanisms
be put in place to protect the child’s interests in
such situations).
Children are afforded separate legal representation in specified
public law proceedings and in some private law proceedings
– Should decisions regarding a child’s education
be distinguished as of lesser importance in law? Article 12,
(UNCRC) enshrines the fundamental human rights principle,
that children should be afforded freedom of participation
in all decisions concerning them.
Accordingly, the Department should amend the current Special
Educational needs Tribunal Regulations to introduce new procedural
requirements to ensure active participation of children throughout
the course of proceedings. .
The current practice in England and Wales is that LEA’s
submit reports to the SENT detailing the children’s
views, as ascertained in interviews with an educational psychologist.
Furthermore, since the introduction of SENDA in England and
Wales, the children’s views are recorded and included
in the appendix to the child’s statement of special
educational needs. No child has requested the opportunity
to address the Tribunal in England to date.
If a child makes submissions purely on the basis of a pre-prepared
written statement or video presentation, then the tribunal
will not able to interview the child in relation to the content
of their submissions, nor shall the child be in a position
to challenge any new evidence introduced at hearing by the
Board or question the SENT panel in relation to any proposals
made at the hearing. A video-link system may be more appropriate
to ensure a child’s participation throughout all relevant
stages in proceedings.
Legal advice and representation for parents in tribunal proceedings
is not covered by Legal Aid. The Independent Panel for Special
Educational Advice (IPSEA) provides an excellent advice and
representation service for parents in Northern Ireland, however
it is a registered charity and its resources are limited.
A legally qualified representative always represents the Education
and Library Board (from the Board’s Joint Legal Services
Department), at Tribunal hearings.
There would also be Legal Aid implications should the law
be reviewed to allow separate representation for children
in SENT proceedings. There is no Legal Aid provision currently
made to parents for representation at tribunal hearings. If
a child were to challenge current procedures and seek separate
representation in future SENT proceedings, it is anticipated
that they would first have to mount a challenge to the Legal
Aid Department in order to obtain funding for professional
advice and representation at hearing.
Legislative reform would also be necessary before a child
could lodge an appeal to the SENT against a decision by the
Board, independently of their parents.
It is recommended that the Department consult widely in this
area to ensure that the child’s best interests are served
by any new procedures they aim to adopt.
4.9 Availability of independent experts and financial information
for parents
Educational Psychologists
In Northern Ireland, almost all educational psychologists
are employed by the Boards and so are not in a position to
provide independent reports to parents. Conversely, in England
and Wales, there is a pool of independent experts willing
to provide impartial analysis of a child’s SEN and the
provision required to meet their needs. If parents from Northern
Ireland were to request reports from specialists outside the
jurisdiction, the costs of obtaining reports and the additional
travel costs of attending with their children for examination
are very high.
There is currently only limited Legal Aid available to parents
under the Green Form Scheme for initial advice and assistance
to meet this expense. The current cost of obtaining an independent
educational psychologists report in Northern Ireland is estimated
at £750.00. Green Form will cover only a small proportion
of this cost, of approximately £150.00. The fact that
there is no Legal Aid available to cover the additional cost
of obtaining a second professional opinion and the cost of
legal representation at the SENT hearing, generally means
that only middle class parents can afford to challenge the
Board in relation to the type of provision, or indeed lack
of provision, offered for their child.
The Children’s Law Centre recommends that new powers
be introduced under the Bill, to enable the SENT to commission
independent reports, (to fund the tribunal to cover the cost
of obtaining such reports) and to order the Board to reimburse
parents with the cost of any independent reports obtained,
in the event of a successful appeal against the Board.
Requiring expert witnesses to attend as witnesses at SENT
hearings
The current procedures in respect of calling educational professionals
as expert witnesses at SENT hearings is that parents are required
to obtain a witness summons from the SENT and to personally
serve the summons on any expert witness five days before the
date of hearing. Education and Library Boards will not bring
board-employed professionals to the tribunal unless parents
have served a summons.
The Children’s Law Centre recommends that new powers
be introduced under the proposed Bill to provide a mechanism
for service of summonses by the SENT (through process servers),
rather than parents, as is normal procedure in many court
proceedings.
Financial Information
The “efficient use of resources” argument is the
deciding factor in most decisions by Boards whether to make
specific educational provision for a child. The onus should
be placed on the Boards to explain why funding for provision
is not available for an individual child.
In England and Wales, the SENT provides written evidence of
the LEA’s budgets and expenditure to parents in advance
of Tribunal proceedings. The SENT panel also deciphers this
financial information if parents raise queries at the hearing.
This information is not disseminated to parents in Northern
Ireland. It is invariably difficult for parents to challenge
any decision by the Board on financial grounds.
The Children’s Law Centre recommends, that if ‘the
efficient use of resources’ criteria is not removed
under existing legislation (as previously recommended), that
SENT procedures be introduced in Northern Ireland to ensure
that parents have ‘equality of arms’ in interpreting
financial information relevant to tribunal proceedings.
4.10 The need to quantify special educational provision in
statements
The Children’s Law Centre endorses the recommendations
of IPSEA that there should be a clear and enforceable duty
upon Boards to quantify the special educational provision
a child should receive in Part 3 of a statement.
The Children’s Law Centre recommends that the 1996 Order
should be amended under the new Bill to create a mandatory
requirement that Boards specify the type and quantity of special
educational provision in Part 3 of every statement.
4.11 Requiring the Board’s to obtain professional advice
on the amount of special educational provision required to
meet a child’s needs.
The Children’s Law Centre acknowledges IPSEA’s
comments that some Board officers and Trust managers instruct
professionals not to include their opinion in relation to
the quantity of provision required in assessment reports.
Accordingly, we support IPSEA in their recommendation that
a new legal duty should be imposed upon the Board, under the
new Bill, to seek clear and specific written advice in respect
of the amount of provision required to meet an individual
child’s needs and to share this information with parents.
This recommendation is of particular significance when considered
alongside the difficulties highlighted in paragraph 4.9 (above)
in respect of parent’s access to independent educational
advice regarding their child’s individual needs.
4.12 The Resources Issue – Speech and Language Therapy
Provision in Northern Ireland
In October 2000, a questionnaire survey was conducted by a
Joint Regional Educational Review Group comprising representatives
from the ELB’s and HPSS Boards, who subsequently published
‘A Report of the Survey Findings of Therapy Input to
Children with Special Educational Needs in Northern Ireland’.
Major concerns in relation to speech and language therapy
were highlighted in the report as follows:
• “At a human resource level the retention and
recruitment of therapists working with children with special
educational needs has been of ongoing concern” .
• Historically, there has been no funding to cover periods
of sick leave, annual leave or maternity leave for therapy
services- In many cases provision is terminated during to
lack of cover for these periods.
The legal position in relation to service provision is as
follows:
1) The Duty upon the Education and Library Board
Article 16 of the Education (Northern Ireland) Order 1996
requires the ELB to ensure that a child is receiving special
educational provision commensurate to the child’s needs.
2) The Duty upon the Health and Social Services Trust
Under Article 14(1) of the 1996 Order the HSST’s have
certain duties in relation to children who have not yet reached
school going age. Where an authority suspects that a child
has special educational needs it must inform the parents of
its opinion and bring its suspicions to the attention of the
appropriate Education and Library Board.
Article 14(4) evokes a duty upon the health authorities to
assist an Education and Library Board in the making of an
assessment under Article 15 or a statement under Article 16,
in circumstances where the Board requests its help. Further
more, where an ELB requests advice from a HSST, during the
course of a statutory assessment, that authority must comply
with the Boards request within 6 weeks .
Paragraph 7 of Schedule 2, The Children (NI) Order 1995 requires
the Trust to provide services designed to minimise the effect
on disabled children of their disabilities and to give such
children the opportunity to lead lives which are as normal
as possible.
In the English Court of Appeal decision of R v Lancashire
County Council ex parte M , it was confirmed that speech therapy
is educational provision notwithstanding the fact that the
service is provided by the health service rather than the
local educational authority. The reasoning behind this finding
was rather succinctly summed up in the judgement as follows:
“ To teach an adult who has lost his larynx because
of cancer might well be considered as treatment rather than
education. But to teach a child who has never been able to
communicate by language, whether because of some chromosomal
disorder or because of some social cause seems to us just
as much educational provision as to teach a child to communicate
by writing” .
The issue in this case was the failure of the LEA to make
speech and language therapy provision for a child in accordance
with the terms of a statement of special educational needs.
The court at first instance held that although there was evidence
that speech therapists were in short supply and not available
to make provision for the child, this did not have any bearing
on the LEA’s statutory duty to make such provision.
The Court of Appeal upheld this decision and indicated although
it was not for the Courts to dictate how the LEA’s or
health authorities were to discharge their statutory duties:
“…There is nothing…which prevents a local
educational authority from employing speech therapists if
that should prove necessary to enable it to comply with its
statutory duties; alternatively, it can go to other district
health authorities or to private speech therapists”.
This judgement has very clear implications, when read alongside
the findings of the Survey Report on therapy input in Northern
Ireland. This Court of Appeal decision was very clear in finding
the LEA and the health authority fully accountable for making
speech and language therapy provision, irrespective of human
resources arguments raised by the defendants.
The Children’s Law Centre has major concerns regarding
the lack of resources available and waiting lists for special
educational provision and other support services for children
with special educational needs. The lack of resources, particularly
in relation to speech therapy provision in Northern Ireland,
may lead to a human rights based legal challenge on the grounds
of Article 2, Protocol 1 (The Right to Education), Article
14 (Prohibition of discrimination on the grounds of disability)
and Article 10 (The Right to Freedom of Expression) .
Speech and language therapy has been clearly defined as ‘educational
provision’ (in the above Court of Appeal decision) and
accordingly, should always be detailed in Part 3 of the child’s
statement of special educational needs.
The Children’s Law Centre recommends that the Education
and Library Board’s and the Health and Social Services
Trusts review their procedures in relation to allocation of
resources for speech therapy to take full cognisance of their
legal duties regarding such provision.
We also recommend that the statutory obligations of the DHSSPS
be clearly defined in the new Bill.
4.13 The need to provide the Tribunal with powers of enforcement
in respect of any decision it makes.
Current legislation does not empower the tribunal to enforce
any decision it makes against the Board.
Parents may seek legal redress for a Board’s non-compliance
with the directions of the SENT by recourse to the High Court,
by way of an application for judicial review. Such proceedings
are potentially very costly, both for the ‘public purse’
when parents are entitled to seek legal aid in the child’s
name and also for the Board in defending any proceedings.
Further to this, IPSEA has raised concerns that the SENT is
not bound by it’s own precedent and so deals with each
appeal on a case-by-case basis. Neither does the SENT always
accept authorities presented with reference to previous decisions
of the courts in England when making its decisions.
The Children’s Law Centre recommends that tribunal policy
and procedure be changed, (under the new Bill), to introduce
new powers of enforcement and appropriate sanctions for non-compliance
with SENT directions by the Boards.
We further recommend that the tribunal be required:
(a) to have regard to previous decisions reported in the English
courts (and SENDIST), and
(b) to be bound by its own precedent in any future appeal
decisions.
5.0 Disability Discrimination in Education – Application
for Schools
5.1 Summary of new legislation proposed under the Consultation
Bill
Part 2 of the new Bill deals with disability discrimination
in schools. It proposes to place new duties on Education and
Library Boards and schools (including independent schools)
as follows:
(1) a duty not to treat disabled pupils less favourably, without
justification, for a reason which relates to their disability;
(2) a duty to make reasonable adjustments so that disabled
pupils are not put at substantial disadvantage compared to
pupils who are not disabled (but there would be no duty to
alter physical features or provide auxiliary aids and services);
and
(3) a duty to plan strategically and make progress in increasing
accessibility to school’s premises and to the curriculum
and in improving the way in which written information, provided
to pupils who are not disabled, is provided to disabled pupils.
Part 3 of the new Bill proposes to place new duties on further
education institutions and higher education institutions as
follows:
(1) a duty not to treat disabled students less favourably,
without justification, for a reason which relates to their
disability; and
(2) a duty to make reasonable adjustments to ensure that people
who are disabled are not put at substantial disadvantage compared
to people who are not disabled in accessing further and higher
education.
5.2 The Definition of disability
The definition of disability proposed in the new Bill is taken
directly from the Disability Discrimination Act 1995. Although
not all disabled children will have ‘special educational
needs’ or ‘learning difficulties’, many
children with special educational needs will satisfy the statutory
definition of ‘disability’ and shall therefore
benefit from the additional protections introduced under any
new legislation.
In light of the numerous gaps highlighted above in current
special educational needs legislation and procedure, the Children’s
Law Centre broadly welcomes the new proposals.
The proposed Bill makes it unlawful for the body responsible
for a school to discriminate against a disabled pupil or prospective
disabled pupil in respect of admission applications and arrangements,
the provision of education or associated services at the school
and exclusions from school.
5.3 What type of discrimination is ‘justifiable’
in schools?
The proposed legislation provides schools with two broad defences
in relation to its duties:
(1) A school may still discriminate against a pupil or prospective
pupil if it is considered justified;
(2) If at the time the school or responsible body did not
know, and could not reasonably have been expected to know,
that the child was disabled, then the school does not discriminate
against the child.
Justification of less favourable treatment
The aim of the proposed Bill is to ‘create so far as
is reasonably possible, a level playing field for all children
regardless of whether or not they are disabled’.
The discrimination is not unlawful where less favourable treatment
can be justified in one of two ways:
(1) Schools may still select on the basis of academic ability,
where this is currently permitted by statute; and
(2) In the arrangements made for the provision of education,
less favourable treatment may be justifiable in some circumstances,
though each case is judged on its merits .
Since the introduction of SENDA in England and Wales, the
scope of the justification defence for schools, is interpreted
in the same way in respect of claims of less favourable treatment
and failure to make reasonable adjustments. The response of
the school may be justified ‘only if the reason for
it is both material to the circumstances of the particular
case and substantial’ . In many cases the decision as
to whether the approach of the responsible body was justified
will turn on whether reasonable steps have been taken by a
school to prevent disadvantage to the pupil. Accordingly,
if there were reasonable adjustments that should have been
made but were not, it may not be possible to justify less
favourable treatment of a disabled pupil .
5.4 The relationship between disclosure and protection from
disability
A question is posed in the Consultation document in relation
to disclosure of a pupil’s disability and the conflicting
duty of respect for the pupil’s confidentiality regarding
their disability:
Question 7: Do you agree that it is necessary, where it is
not obvious that a student is disabled, for a student to disclose
his/her disability to the institution in order to benefit
from the new duties?
It is reasonable that where it is not obvious that a child
is disabled, that some disclosure should be made by the pupil
or parents to benefit from the protections afforded under
the new Bill. However, a school could only rely upon this
defence if the school could not reasonably have been expected
to know that the child had a disability.
If any staff member is aware that a pupil has a disability,
the responsible body of the school may not be able to rely
on this defence.
Furthermore, the anticipatory nature of the requirement to
make reasonable adjustments means that schools must ensure
that provision of education or associated services at the
school is non-discriminatory against prospective pupils as
well as existing pupils at a school. On that basis, schools
are technically required to make reasonable adjustments without
knowledge of an individual pupil’s disability.
Where a parent or child discloses a disability but asks the
school to treat the disclosure with confidentiality, the nature
of the reasonable adjustments taken by the school may be modified,
by agreement between parents and the school, in order to respect
the child’s confidentiality.
Question 9: If a situation develops where a child develops
a condition, or is not aware of any existing condition, and
it starts to affect his attendance and/or studies:
i) is it reasonable to expect an education provider to consider
whether it is a disability related cause; and
ii) should a student be able to pursue a complaint on the
basis that the education provider should have considered whether
it was a disability related cause?
The Children’s Law Centre is of the view that a school
should be under a duty to consider a disability related cause
where a child’s attendance or school performance deteriorates.
The procedures to be followed by a school in order to investigate
and assess any change in a pupil’s behaviour should
be indicated clearly under the Code of Practice. A complaint
should be answerable by the body responsible for a school,
in circumstances where the school fails to comply with it’s
responsibilities under the proposed legislation.
5.5 The Code of Practice
It is clear that a great deal will hinge on the contents of
the Code of Practice, which shall provide practical guidance
and advice on how an educational provider is expected to meet
their new duties.
The Children’s Law Centre has concerns that although
it is proposed that the Code of Practice may be taken into
account by a court or tribunal in the instance of appeal,
there will be no statutory duty to have regard to the provisions
contained within the Code.
The Children’s Law Centre recommends that there should
be a statutory duty upon education providers to comply with
the Code of Practice.
Previous experience in respect of the Code of Practice for
Identification and Assessment of Special Educational Needs,
shows that even a statutory duty ‘to have regard to’
the provisions contained within the Code of Practice has been
insufficient to ensure compliance with the Code of Practice
by all educational providers.
5.5 The Duty to Make Reasonable Adjustments
The extent of this duty for schools is limited by two main
exceptions:
(1) Schools are not required to provide auxiliary aids or
services; and
(2) Schools are not required to remove or alter the physical
features of premises.
The reasoning behind the first exception is that special educational
needs legislation is thought to ensure provision of auxiliary
aids and services, where necessary, to meet a child’s
individual needs.
The second exception is due to the introduction of a staged
process, where schools are first required to prepare accessibility
strategies and plans, with the aim of increasing the extent
to which disabled pupils can participate in the curriculum
and increase the physical accessibility of school premises.
This proposal is practical and reasonable to ensure effective
consultation around planning decisions. However, it is of
concern that a timescale for implementation of such plans
and strategies is currently undefined. The legislation shall
provide limited assistance for children who cannot access
the school of their choice on the grounds of their disability.
Neither of the above exceptions are applicable to further
and higher education colleges.
The Children’s Law Centre is concerned that the proposed
exclusion of provision of auxiliary aids and services in this
anti-discrimination legislation is denying parents of children
with disability the right to an additional course of redress
where educational provision is being denied.
This is regrettable, on the basis that there are currently
many circumstances (many of which have been identified in
this submission), where children are consistently denied access
to services and provision due to gaps in the special educational
needs legislation and delay in procedures for assessment and
provision.
We concur with IPSEA’s submission that a child’s
access to special educational provision is very often governed
by the parent’s ability to understand complex legislation
and guidance under the Code of Practice and the parent’s
commitment to enforce the child’s rights, (both personally
and financially), by lodging an appeal with the SENT.
If denial of auxiliary aids and services were to be included
under disability discrimination legislation, the powers of
the Equality Commission would be extended to advise and even
represent parents of children with disability covered under
this provision.
5.6 The Role of the Special Educational Needs Tribunal
Question 11: Do you agree that the new rights of redress for
pupils should mirror the proceedings of the existing SEN Tribunal
with its emphasis on remedy through educational means? (Paragraphs
3.2.17 – 3.2.21)
It is envisaged that the SENT remit shall be extended to cover
complaints in relation to school’s duties not to discriminate,
to make reasonable adjustments to policies, practices and
procedures and to take reasonable steps to provide education
by alternative methods.
The Tribunal could potentially hear complaints in respect
of SEN and disability discrimination at the same time.
It is not envisaged that the Tribunal would have power to
award financial compensation in successful cases of disability
discrimination. Remedies would be restricted to issuing directions
upon responsible bodies for schools, to ensure an appropriate
educational remedy for the child.
Conversely, it is proposed that disabled students in further
and higher education colleges will only have recourse to the
County Court, as is the current legal position regarding complaints
of racial or sexual discrimination in education. The only
remedy that is available from the County Court is financial
compensation, including damages for injury to feelings. The
courts have limited expertise in disability issues and cannot
impose orders on further and higher education institutions
regarding a student’s future educational requirements.
The Children’s Law Centre agrees that the SENT should
be reconstituted to hear disability discrimination appeals
and that it is the appropriate forum for such appeals. However,
we must raise the same concerns regarding enforcement of the
Tribunal’s directions as previously indicated in paragraph
4.13 above.
Should you have any queries in relation to this submission
please contact Kathryn Lavery, Solicitor, at the Children’s
Law Centre
Tel No: 028 90 245704
Fax No: 028 90 245679
e-mail: kathrynlavery@childrenslawcentre.org
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